13D Filing: GAMCO Investors and GDL Fund (GDL)

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Page 17 of 18 – SEC Filing

                               SCHEDULE II
                            INFORMATION WITH RESPECT TO
                 TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR
                 SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1)
                                   SHARES PURCHASED        AVERAGE
                        DATE            SOLD(-)             PRICE(2)
 SERIES C CUMULATIVE PUTTABLE AND CALLABLE PREFERRED STOCK – THE GDL FUND
          GABELLI FOUNDATION, INC.
                       3/27/18              339            50.0000
                       3/26/18              200            50.0000
          MJG ASSOCIATES, INC.
                       3/27/18              168            50.0000
                       3/26/18              100            50.0000
             GABELLI FUND, LDC
                       3/27/18              168            50.0000
                       3/26/18              100            50.0000
          MARIO J. GABELLI
                       3/27/18              507            50.0000
                       3/27/18              678            50.0000
                       3/27/18              168            50.0000
                       3/26/18              100            50.0000
                       3/26/18           39,100            50.0000
          E3M 2016, LLC
                       3/26/18          225,000            50.0000
          GAMCO ASSET MANAGEMENT INC.
                       3/27/18              212            50.0000
                       3/27/18              200            50.0000
                       3/26/18              200            50.0000
                       3/26/18            1,900            50.0000
                       3/26/18              225            50.0000
                       3/26/18              125            50.0000
(1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED
    ON THE NYSE.
(2) PRICE EXCLUDES COMMISSION.
(3) THE TRANSACTIONS ON 3/26/18 AND 3/27/18 ARE A RESULT OF THE RIGHTS
    OFFERING IN WHICH SERIES B PREFERRED SHAREHOLDERS COULD PURCHASE
    SERIES C PREFERRED SHARES FOR ONE RIGHT PLUS $50.00.

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