13D Filing: GAMCO Investors and GDL Fund (GDL)

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GDL Fund (NYSE:GDL): Mario Gabelli’s GAMCO Investors filed an amended 13D.

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Mario Gabelli
Mario Gabelli
GAMCO Investors

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
GAMCO Asset Management, Inc. I.D. No. 13-40445 2,862 2,862 2,862 0.11%
Gabelli Foundation, Inc. I.D. No. 94 539 539 539 0.02%
MJG Associates, Inc. I.D. No. 06-1304 536 536 536 0.02%
E3M 225,000 225,000 225,000 8.57%
GAMCO Investors, Inc. I.D. No. 13-400786 0.00%
GGCP, Inc. I.D. No. 13-3056041 0.00%
Associated Capital Group, Inc. I.D. No. 47-3965991 Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) 0.00%
Mario J. Gabelli 40,553 40,553 40,553 1.55%
Mario Gabelli
Mario Gabelli
GAMCO Investors

Page 1 of 18 – SEC Filing

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
The GDL Fund
(Name of Issuer)
Series C Cumulative Puttable and Callable Preferred Shares (“Series C”)
(Title of Class of Securities)
361570401
(CUSIP Number)
David Goldman
GAMCO Investors, Inc.
One Corporate Center
Rye, New York 10580-1435
(914) 921-5000
 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
_____________March 26, 2018____________
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  .
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