13D Filing: Carlson Capital and SWK Holdings Corp (SWKH)

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Page 2 of 16 – SEC Filing

CUSIP No. 78501P203
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1.
Names of Reporting Persons
Double Black Diamond Offshore Ltd.
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐
3.
SEC Use Only
4.
Source of Funds (See Instructions)
WC
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)
6.
Citizenship or Place of Organization
Cayman Islands
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
7.
Sole Voting Power
0
8.
Shared Voting Power
8,493,088 Shares
9.
Sole Dispositive Power
0
10.
Shared Dispositive Power
8,493,088 Shares
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
8,493,088 Shares
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
13.
Percent of Class Represented by Amount in Row (11)
65.1%
14.
Type of Reporting Person (See Instructions)
CO

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