SWK Holdings Corp (OTCMKTS:SWKH): Clint Carlson’s Carlson Capital filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
|Name||Sole Voting Power||Shared Voting Power||Sole Dispositive Power||Shared Dispositive Power||Aggregate Amount Owned Power||Percent of Class|
|Double Black Diamond Offshore Ltd||0||8,493,088||0||8,493,088||8,493,088||65.1%|
|Black Diamond Offshore Ltd||0||600,678||0||600,678||600,678||4.6%|
|Double Black Diamond||0||100,000||0||100,000||100,000||0.8%|
|Asgard Investment Corp. II||0||9,193,766||0||9,193,766||9,193,766||69.9%|
|Asgard Investment Corp||0||9,193,766||0||9,193,766||9,193,766||69.9%|
|Clint D. Carlson||0||9,193,766||0||9,193,766||9,193,766||69.9%|
|Michael D. Weinberg||57,961||0||57,961||0||57,961||0.4%|
|Christopher W. Haga||17,471||0||17,471||0||17,471||0.1%|
Page 1 of 16 – SEC Filing
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.