Equus Total Return Inc. (EQS)

Hedge Fund Holdings

Filing Period:

Last updated on November 14, 2018, 9:06 pm based on SEC 13F filings Last update: November 14, 2018, 9:06 pm

No.	Hedge Fund	Shares	Value (x$1000)	Activity	% Port
1.	Bulldog Investors Phillip Goldstein, Andrew Dakos And Steven Samuels	497,162	$989		0.27%
2.	Wynnefield Capital Nelson Obus	71,304	$142		0.05%
3.	Ancora Advisors Frederick Disanto	587,000	$1,168	+9%	0.04%

Insider Trading: Purchases See All

Insider	Price	Amount	Relationship	Remaining Holdings	Date	Form 4
Bergner	$2.40	19,500	Director	19,500	2017-03-21	Filing
Bergner	$2.40	19,500	Director	19,500	2017-03-17	Filing
Atkinson	$2.40	19,500	Director	21,389	2017-03-17	Filing
Des	$2.40	15,000	Large Shareholder, Director	2,199,692	2017-03-17	Filing
Knauss	$2.40	21,000	Director	92,670	2017-03-17	Filing

Insider Trading: Sales See All

Insider	Price	Amount	Relationship	Remaining Holdings	Date	Form 4
Flanagan	$2.71	1,400	Director	4,514	2010-06-07	Filing
Flanagan	$2.70	1,000	Director	5,914	2010-06-04	Filing
Flanagan	$2.73	3,000	Director	6,914	2010-06-03	Filing
Flanagan	$2.80	1,600	Director	9,914	2010-06-02	Filing
Flanagan	$3.01	2,500	Director	11,514	2010-04-12	Filing

Institutional Investors' Holdings

Filing Period:

No.	Name	Shares	Value (x$1000)	% Port
1.	West Family Investments, Inc.	243,803	$484	0.11%
2.	Kazazian Asset Management, Llc	17,286	$34	0.03%
3.	Thomas J. Herzfeld Advisors, Inc.	39,150	$78	0.02%
4.	Boothbay Fund Management, Llc	77,969	$155	0.01%
5.	Landscape Capital Management, L.l.c.	77,425	$154	0.01%