Equus Total Return Inc. (EQS)

Hedge Fund Holdings

Filing Period:

Last updated on February 14, 2019, 9:59 pm based on SEC 13F filings Last update: February 14, 2019, 9:59 pm

No.	Hedge Fund	Shares	Value (x$1000)	Activity	% Port
1.	Bulldog Investors Phillip Goldstein, Andrew Dakos And Steven Samuels	476,164	$933	-5%	0.34%
2.	Almitas Capital Ron Mass	54,210	$106		0.07%
3.	Wynnefield Capital Nelson Obus	71,304	$140		0.07%
4.	Ancora Advisors Frederick Disanto	684,426	$1,342	+17%	0.06%

Insider Trading: Purchases See All

Insider	Price	Amount	Relationship	Remaining Holdings	Date	Form 4
Bergner	$2.40	19,500	Director	19,500	2017-03-21	Filing
Bergner	$2.40	19,500	Director	19,500	2017-03-17	Filing
Atkinson	$2.40	19,500	Director	21,389	2017-03-17	Filing
Des	$2.40	15,000	Large Shareholder, Director	2,199,692	2017-03-17	Filing
Knauss	$2.40	21,000	Director	92,670	2017-03-17	Filing

Insider Trading: Sales See All

Insider	Price	Amount	Relationship	Remaining Holdings	Date	Form 4
Flanagan	$2.71	1,400	Director	4,514	2010-06-07	Filing
Flanagan	$2.70	1,000	Director	5,914	2010-06-04	Filing
Flanagan	$2.73	3,000	Director	6,914	2010-06-03	Filing
Flanagan	$2.80	1,600	Director	9,914	2010-06-02	Filing
Flanagan	$3.01	2,500	Director	11,514	2010-04-12	Filing

Institutional Investors' Holdings

Filing Period:

No.	Name	Shares	Value (x$1000)	% Port
1.	West Family Investments, Inc.	243,803	$478	0.12%
2.	Kazazian Asset Management, Llc	17,286	$34	0.04%
3.	Boothbay Fund Management, Llc	116,799	$229	0.03%
4.	Blue Bell Private Wealth Management, Llc	20,297	$40	0.02%
5.	Landscape Capital Management, L.l.c.	67,954	$133	0.01%