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Home > Insider Trading > Filing (0001322410-21-000119)

Filing Details

Accession Number:: 0001322410-21-000119
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-01 15:48:19
Reporting Period:: 2021-09-29

Accepted Time:: 2021-10-01 15:48:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
878932	Equus Total Return Inc.	EQS	()	760345915

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1493101	Bertrand Pallieres Des	Equus Total Return, Inc. C/O 700 Louisiana St. 48Th Floor Houston TX 77002		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-09-29	1,844,259	$2.40	345,433	No	4	S	Indirect	I

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	I

Footnotes

Includes 15,000 shares held directly, also includes 145,833 shares held directly by SPQR Capital Holdings S.A. a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 184,600 shares held directly by Lansdowne Capital S.AA., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.