Stereotaxis Inc. (NASDAQ:STXS): Nathan Fischel’s DAFNA Capital Management filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
|Name||Sole Voting Power||Shared Voting Power||Sole Dispositive Power||Shared Dispositive Power||Aggregate Amount Owned Power||Percent of Class|
|DAFNA Capital Management||0||13,680,554||0||13,680,554||13,680,554||23.4%|
|Dr. Nathan Fischel||10,000||13,680,554||10,000||13,680,554||13,690,554||23.4%|
|Dr. Fariba Ghodsian||0||13,680,554||0||13,680,554||13,680,554||23.4%|
Page 1 of 8 – SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO SECTION 24.13d-1(a) AND AMENDMENTS
THERETO FILED PURSUANT TO SECTIONS 240.13D-2(a)
(Amendment No. 4)*
Common Stock, $0.001 Par Value
(Title of Class of Securities)
Attention: Dr. Nathan Fischel
DAFNA Capital Management, LLC
10990 Wilshire Boulevard, Suite 1400
Los Angeles, California 90024
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
March 5, 2018
of Event which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of sections 240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box. ☒
Note: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
|*||The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information |
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
(Continued on following pages)
(Page 1 of 8 pages)