| No. | Hedge Fund | Shares | Value (x$1000) | Activity | % Port |
|---|---|---|---|---|---|
| 1. | Trellus Management Company Adam Usdan | 297,132 | $446 | +11% | 0.44% |
| 2. | Birchview Capital Matthew Strobeck | 240,598 | $361 | 0.24% | |
| 3. | 683 Capital Partners Ari Zweiman | 569,087 | $854 | 0.09% | |
| 4. | Vivo Capital Albert Cha And Frank Kung | 0 | $0 | 0% | |
| 5. | Vivo Capital Albert Cha And Frank Kung | 0 | $0 | 0% |
| Insider | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
|---|---|---|---|---|---|---|
| $1.54 | 10,000 | Director | 10,000 | 2019-11-19 | Filing | |
| $1.20 | 2,300,000 | Director | 6,969,272 | 2019-10-25 | Filing | |
| $1.20 | 2,300,000 | Large Shareholder | 6,969,272 | 2019-10-25 | Filing | |
| $2.14 | 7,500 | Large Shareholder | 350,334 | 2019-07-26 | Filing | |
| $2.14 | 49,569 | Large Shareholder | 2,665,050 | 2019-07-26 | Filing |
| Insider | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
|---|---|---|---|---|---|---|
| $1.62 | 34,028 | Large Shareholder | 3,633,805 | 2019-12-02 | Filing | |
| $1.53 | 2,898 | Large Shareholder | 3,667,833 | 2019-11-27 | Filing | |
| $1.55 | 15,171 | Large Shareholder | 3,670,731 | 2019-11-26 | Filing | |
| $1.56 | 14,775 | Large Shareholder | 3,685,902 | 2019-11-25 | Filing | |
| $1.55 | 2,600 | Large Shareholder | 3,700,677 | 2019-11-22 | Filing |
| No. | Name | Shares | Value (x$1000) | % Port |
|---|---|---|---|---|
| 1. | 32,250 | $48 | 0.01% | |
| 2. | 555 | $1 | 0% | |
| 3. | 0 | $0 | 0% | |
| 4. | 0 | $0 | 0% | |
| 5. | 35,097 | $52 | 0% |
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