Salient Midstream & Mlp Fund (SMM)

Hedge Fund Holdings

Filing Period:

Last updated on November 17, 2020, 2:03 am based on SEC 13F filings Last update: November 17, 2020, 2:03 am

No.	Hedge Fund	Shares	Value (x$1000)	Activity	% Port
1.	Clough Capital Partners Charles Clough	189,176	$662	+300%	0.04%
2.	Almitas Capital Ron Mass	63,865	$224	-14%	0.3%
3.	Millennium Management Israel Englander	20,209	$71		0%

Insider Trading: Purchases See All

Insider	Price	Amount	Relationship	Remaining Holdings	Date	Form 4
Carroll	$7.25	1,000	Director	5,000	2018-12-20	Filing
Reid	$8.05	5,000	Officer, Director	16,029	2018-12-11	Filing
Carroll	$8.00	1,000	Director	4,000	2018-12-10	Filing
Carroll	$8.10	1,000	Director	3,000	2018-12-06	Filing
Carroll	$8.25	1,000	Director	2,000	2018-11-30	Filing

Insider Trading: Sales See All

Insider	Price	Amount	Relationship	Remaining Holdings	Date	Form 4
Reid	$7.33	7,029	Officer, Director	9,000	2020-02-06	Filing
Reid	$27.11	6,000	Officer, Director	11,029	2014-06-16	Filing
Reid	$26.30	7,744	Officer, Director	17,029	2014-05-15	Filing
Reid	$26.22	9,414	Officer, Director	24,773	2014-05-14	Filing
Reid	$26.14	2,842	Officer, Director	34,187	2014-05-13	Filing

Institutional Investors' Holdings

Filing Period:

No.	Name	Shares	Value (x$1000)	% Port
1.	International Assets Investment Management, Llc	500	$2,136	0%
2.	6 Meridian	95,597	$408	0.03%
3.	Vanguard Capital Wealth Advisors	27,038	$114	0.1%
4.	Powell Investment Advisors, Llc	16,322	$70	0.05%