Oxford Lane Capital Corp. (OXLC)

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Institutional Investors' Holdings

Filing Period: Filing is Ongoing

No.	Name	Shares	Value	% Port
1.	Freestone Capital Holdings, Llc	211,424	$1,852,083	0.05%
2.	J.w. Cole Advisors, Inc.	167,521	$1,467,481	0.03%
3.	Founders Financial Alliance, Llc	88,808	$777,962	0.1%
4.	Lpl Financial Llc	84,148	$737,138	0%
5.	Envestnet Asset Management Inc	83,655	$732,814	0%