Hercules Capital Inc. (HTGC)

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Institutional Investors' Holdings

Filing Period:

No.	Name	Shares	Value	% Port
1.	Sound Income Strategies, Llc	2,580,372	$43,014,803	3.58%
2.	Morgan Stanley	1,023,878	$17,068,056	0%
3.	Raymond James & Associates	857,677	$14,297,476	0.01%
4.	Susquehanna International Group, LlpCALL	742,800	$12,382,476	0%
5.	Royal Bank Of Canada	728,710	$12,147,000	0%