| No. | Hedge Fund | Shares | Value (x$1000) | Activity | % Port |
|---|---|---|---|---|---|
| 1. | VenBio Select Advisor Kurt Von Emster | 415,999 | $1,597 | 0.05% | |
| 2. | Palo Alto Investors William Leland Edwards | 200,919 | $804 | 0.06% | |
| 3. | Renaissance Technologies Jim Simons | 76,004 | $304 | +1% | 0% |
| 4. | Dorset Management David M. Knott | 75,194 | $301 | 0.18% | |
| 5. | Royce & Associates Chuck Royce | 61,125 | $235 | +33% | 0% |
| Insider | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
|---|---|---|---|---|---|---|
| $9.29 | 1,000 | Officer | 9,536 | 2019-12-10 | Filing | |
| $4.95 | 10,000 | Director | 10,000 | 2019-11-21 | Filing | |
| $5.11 | 3,000 | Director | 3,000 | 2019-11-19 | Filing | |
| $0.30 | 10,000 | Officer | 124,590 | 2019-11-01 | Filing | |
| $0.30 | 25,000 | Officer, Director | 463,901 | 2019-11-14 | Filing |
| Insider | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
|---|---|---|---|---|---|---|
| $1.18 | 26,450 | Officer, Director | 75,061 | 2018-01-19 | Filing | |
| $1.22 | 26,450 | Officer, Director | 101,511 | 2018-01-18 | Filing | |
| $1.18 | 12,750 | Officer | 109,588 | 2018-01-19 | Filing | |
| $1.22 | 12,750 | Officer | 122,338 | 2018-01-18 | Filing | |
| $1.18 | 5,404 | Officer | 170,634 | 2018-01-19 | Filing |
| No. | Name | Shares | Value (x$1000) | % Port |
|---|---|---|---|---|
| 1. | 127,333 | $509 | 0.31% | |
| 2. | 118,439 | $474 | 0% | |
| 3. | 27,552 | $110 | 0.1% | |
| 4. | 25,986 | $100 | 0% | |
| 5. | 13,357 | $51 | 0% |
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