13D Filing: James E. Flynn and AveXis Inc (AVXS)

CUSIP No.  05366U100

13D/A

Page 12 of 15 Pages

(2)       Deerfield
Management

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote:
2,252,128

Sole power to dispose or to direct the disposition:
0

Shared power to dispose or direct the disposition:
2,252,128

(3)       Deerfield
Special Situations Fund

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote:
413,611

Sole power to dispose or to direct the disposition:
0

Shared power to dispose or direct the disposition:
413,611

(4)       Deerfield
Private Design Fund III

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote:
1,623,089

Sole power to dispose or to direct the disposition:
0

Shared power to dispose or direct the disposition:
1,623,089

(5)       Deerfield
Partners

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote:
88,000

Sole power to dispose or to direct the disposition:
0

Shared power to dispose or direct the disposition:
88,000

(6)       Deerfield
International Master Fund

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote:
112,000

Sole power to dispose or to direct the disposition:
0

Shared power to dispose or direct the disposition:
112,000

(7)       Deerfield
Mgmt III

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote:
1,623,089

Sole power to dispose or to direct the disposition:
0

Shared power to dispose or direct the disposition:
1,623,089