13D Filing: Highland Capital Management and Rait Financial Trust (RAS)

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Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Highland Global Allocation Fund 0 2,219,261 0 2,219,361 2,219,361 2.4%
Highland Small-Cap Equity Fund 0 613,889 0 613,889 613,889 0.7%
Highland Capital Management Fund Advisors 0 2,833,250 0 2,833,250 2,833,250 3.1%
Strand Advisors XVI, Inc 0 2,833,250 0 2,833,250 2,833,250 3.1%
NexPoint Real Estate Strategies Fund 0 117,040 0 117,040 117,040 0.1%
NexPoint Advisors 0 117,040 0 117,040 117,040 0.1%
NexPoint Advisors GP 0 117,040 0 117,040 117,040 0.1%
Highland Select Equity Master Fund 0 2,332,087 0 2,332,087 2,332,087 2.5%
Highland Select Equity Fund GP 0 2,332,087 0 2,332,087 2,332,087 2.5%
Highland Select Equity GP 0 2,332,087 0 2,332,087 2,332,087 2.5%
Highland Capital Management 0 2,332,087 0 2,332,087 2,332,087 2.5%
Strand Advisors, Inc 0 2,332,087 0 2,332,087 2,332,087 2.5%
NexPoint Real Estate Advisors 0 0 0 0 0 0.0%
NexPoint Real Estate Advisors GP 0 0 0 0 0 0.0%
James D. Dondero 0 5,282,377 0 5,282,377 5,282,377 5.7%
Matt McGraner 3,000 0 3,000 0 0 Less%
Nancy Jo Kuenstner 0 0 0 0 0 0.0%
John M. Pons 0 0 0 0 0 0.0%
Andrew C. Richardson 0 0 0 0 0 0.0%
Edward S. Friedman 346,865 0 346,865 0 346,865 0.4%
James Dondero
James Dondero
Highland Capital Management

Page 1 of 33 – SEC Filing

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE
13D/A

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(a)

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 6)

 

 

RAIT
FINANCIAL TRUST

(Name of Issuer)

 

 

Common Shares
of Beneficial Interest, $.03 par value per share

(Title of Class of Securities)

749227609

(CUSIP Number)

Thomas Surgent, Chief Compliance Officer

Highland Capital Management, L.P.

300 Crescent Court, Suite 700

Dallas, TX 75201

(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)

May 25, 2017

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing
person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box.  ☐

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