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13D Filing: Wynnefield Capital and Summer Infant, Inc. (SUMR)

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Wynnefield Partners Small Cap Value 2,998,810 0 2,998,810 0 2,998,810 16.2%
Wynnefield Partners Small Cap Value 1,941,511 0 1,941,511 0 1,941,511 10.5%
Wynnefield Small Cap Value Offshore Fund, Ltd. (No 1,306,941 0 1,306,941 0 1,306,941 7.1%
Wynnefield Capital, Inc. Profit Sharing Money Purchase Plan 153,306 0 153,306 0 153,306 0.8%
Wynnefield Capital Management 4,940,321 0 4,940,321 0 4,940,321 26.7%
Wynnefield Capital, Inc. 13-3688495 1,306,941 0 1,306,941 0 1,306,941 7.1%
Nelson Obus 0 6,466,007 0 6,466,007 6,466,007 34.6%
Joshua Landes 0 6,466,007 0 6,466,007 6,466,007 34.6%
Nelson Obus And Joshua Landes
Nelson Obus And Joshua Landes
Wynnefield Capital

Page 1 of 14 – SEC Filing



Washington, D.C. 20549



(Amendment No. 9)

Under the Securities Exchange Act of 1934



(Name of Issuer)

Common Stock, $0.0001 par value


(Title of Class of Securities)



(CUSIP Number)

Wynnefield Partners Small Cap Value, L.P.

450 Seventh Avenue, Suite 509

New York, New York 10123

Attention: Mr. Nelson Obus

Copy to:

Jeffrey S. Tullman, Esq.

Kane Kessler, P.C.

666 Third Avenue, 23rd Floor

New York, New York 10017

(212) 541-6222

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

May 23, 2017


(Date of Event which requires Filing of
this Statement)

If the filing person has previously filed
a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because
of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]

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