13D Filing: Fir Tree and Eco-Stim Energy Solutions Inc. (ESES)

1

NAME OF REPORTING PERSON

Fir Tree Capital Management LP (formerly known as Fir
Tree Inc.)

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) ¨

3

SEC USE ONLY

4

SOURCE OF FUNDS

AF, OO (See Item 3)

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

¨

6

CITIZENSHIP OR PLACE OF ORGANIZATION

New York

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:

7

SOLE VOTING POWER

58,720,930 shares of Common Stock* (including 8,695,652
shares of Common Stock issuable upon conversion of Series A Preferred Stock issued to the Fir Tree Funds)*

8

SHARED VOTING POWER

-0-

9

SOLE DISPOSITIVE POWER

58,720,930 shares of Common Stock* (including 8,695,652
shares of Common Stock issuable upon conversion of Series A Preferred Stock issued to the Fir Tree Funds)*

10

SHARED DISPOSITIVE POWER

-0-

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

58,720,930 shares of Common Stock* (including 8,695,652
shares of Common Stock issuable upon conversion of Series A Preferred Stock issued to the Fir Tree Funds)*

12

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

¨

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

70.50%*

14

TYPE OF REPORTING PERSON

IA, CO

13D Filing: Fir Tree and Eco-Stim Energy Solutions Inc. (ESES)

Published on April 3, 2018 at 11:20 am by Insider Monkey Staff in Hedge Funds

Page 2 of 6 – SEC Filing

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1	NAME OF REPORTING PERSON Fir Tree Capital Management LP (formerly known as Fir Tree Inc.)
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP		(a) ¨ (b) ¨
3	SEC USE ONLY
4	SOURCE OF FUNDS AF, OO (See Item 3)
5	CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)		¨
6	CITIZENSHIP OR PLACE OF ORGANIZATION New York
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:	7	SOLE VOTING POWER 58,720,930 shares of Common Stock* (including 8,695,652 shares of Common Stock issuable upon conversion of Series A Preferred Stock issued to the Fir Tree Funds)*
	8	SHARED VOTING POWER -0-
	9	SOLE DISPOSITIVE POWER 58,720,930 shares of Common Stock* (including 8,695,652 shares of Common Stock issuable upon conversion of Series A Preferred Stock issued to the Fir Tree Funds)*
	10	SHARED DISPOSITIVE POWER -0-
11	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 58,720,930 shares of Common Stock* (including 8,695,652 shares of Common Stock issuable upon conversion of Series A Preferred Stock issued to the Fir Tree Funds)*
12	CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES			¨
13	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 70.50%*
14	TYPE OF REPORTING PERSON IA, CO