13G Filing: QVT Financial and pdvWireless, Inc. (PDVW)

Names of
Reporting Persons.

QVT Financial LP

Check the Appropriate Box if a Member
of a Group (See Instructions)

(a)  ¨        (b)  x

SEC Use Only

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

Sole Voting Power

0

Shared Voting Power

864,301

Sole Dispositive Power

0

Shared Dispositive Power

864,301

Aggregate Amount Beneficially Owned by Each Reporting Person

864,301

Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions)   ¨

Percent of Class Represented by Amount
in Row (9)

6.05%

Type of Reporting Person (See
Instructions)

PN