13G Filing: QVT Financial and pdvWireless, Inc. (PDVW)

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Daniel Gold‘s QVT Financial has recently disclosed its stake in pdvWireless Inc (NASDAQ:PDVW) via a 13G filing with the US Securities and Exchange Commission. The filing showed that QVT Financial holds a passive stake that contains 864,301 shares of pdvWireless, representing 6.05% of the company’s outstanding stock. The position is held as of the end of the last year.

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
QVT Financial 0 864,301 0 864,301 864,301 6.05%
QVT Financial GP 0 864,301 0 864,301 864,301 6.05%
QVT Associates GP 0 864,301 0 864,301 864,301 6.05%

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Page 1 of 9 SEC Filing



Washington, D.C. 20549


Under the Securities Exchange Act of 1934

(Amendment No.     )*


(Name of Issuer)

Common Stock, $0.0001 par value per share

(Title of Class of Securities)


(CUSIP Number)

December 31, 2015

(Date of Event Which Requires Filing of this Statement)

Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule

¨ Rule 13d-1(c)

x Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover
page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).

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