Former Third Point portfolio manager Bradley Louis Radoff disclosed in an amended 13D filing that BLR Partners dumped 753K shares of Newcastle Investment Corp (NYSE:NCT) last Friday. This partially explains the large decline in Newcastle Investment Corp shares on Friday. You can access the details of the filing below:
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| BLR Partners | 1,648,000 | 0 | 1,648,000 | 0 | 1,648,000 | 2.5% |
| BLRPart | 1,648,000 | 1,648,000 | 1,648,000 | 2.5% | ||
| BLRGP Inc | 1,648,000 | 1,648,000 | 1,648,000 | 2.5% | ||
| Fondren Management | 1,648,000 | 1,648,000 | 1,648,000 | 2.5% | ||
| FMLP Inc | 1,648,000 | 1,648,000 | 1,648,000 | 2.5% | ||
| The Radoff Family Foundation | 180,000 | 180,000 | 180,000 | Less than 1% | ||
| Bradley L. Radoff | 3,039,000 | 3,039,000 | 3,039,000 | 4.6% | ||
| Joshua E. Schechter | 6,000 | 6,000 | 6,000 | Less than 1% |
Page 1 of 16 – SEC Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
(Amendment No. 3)1
Newcastle Investment Corp.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
65105M108
(CUSIP Number)
JOSHUA E. SCHECHTER
302 South Mansfield Avenue
Los Angeles, California 90036
STEVE WOLOSKY, ESQ.
OLSHAN FROME WOLOSKY LLP
1325 Avenue of the Americas
New York, New York 10019
(212) 451-2300
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 16, 2016
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
_______________
1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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