Last Member of Insider Trading Ring With Three Chains Sentenced (JDSupra.com)
Rodolfo Sablon was sentenced to serve six months in prison and pay forfeiture of $923,566 along with a $5,000 fine based on his role in an insider trading scheme. Previously, Mr. Sablon pleaded guilty to one count of conspiracy to commit securities fraud and fraud. He was charged in a 54 count criminal complaint along with Michael Siva, Roberto Rodriguez, Jhonathan Zoquier and Jeffrey Rogiers. The charges included conspiracy, wire fraud and multiple counts of securities fraud and fraud in connection with a tender offer. Previously, each of the other defendants named in the criminal action pleaded guilty. U.S. v. Siva, No. 1:17 – cr-00503 (S.D.N.Y.).
The Co-CEO & Chairman of Pluristem (NASDAQ:PSTI) is Buying Shares (AnalystRatings)
Today, the Co-CEO & Chairman of Pluristem (PSTI), Zami Aberman, bought shares of PSTI for $50K. In addition to Zami Aberman, 5 other PSTI executives reported Buy trades in the last month. This recent transaction increases Zami Aberman’s holding in the company by 1.43% to a total of $2.92 million.
Tuesday 4/9 Insider Buying Report: TW, BSET (Nasdaq.com)
On Monday, Tradeweb Markets’s Chief Administrative Officer, Scott Zucker, made a $108,000 purchase of TW, buying 4,000 shares at a cost of $27.00 a piece. Zucker was up about 45.9% on the buy at the high point of today’s trading session, with TW trading as high as $39.40 at last check today. Tradeweb Markets is trading off about 0.7% on the day Tuesday. This purchase marks the first one filed by Zucker in the past twelve months. And on Friday, Director William C. Warden Jr. bought $85,502 worth of Bassett Furniture Industries, buying 5,000 shares at a cost of $17.10 a piece. Bassett Furniture Industries, Inc is trading up about 0.7% on the day Tuesday. So far Warden Jr. is in the green, up about 6.8% on their purchase based on today’s trading high of $18.26.
Insider Trading Case Settled for $150,000 (RadioNZ.co.nz)
Mark Talbot, an accountant and former chief financial officer of a public technology company, has settled with the financial markets regulator after admitting insider trading. The Financial Markets Authority (FMA) accepted Mr Talbot’s offer to pay $150,000 and be barred from managing any listed company for the next five years. It brought the insider trading case against Mr Talbot last year, over $10,000 worth of shares he bought in the company VMob, now known as Plexure, in 2014.
TJX Companies Inc (NYSE:TJX) Insider Trading Activity – EVP Sold 43,000 shares of Stock (MarketExclusive)
Insider Trading Activity For TJX Companies Inc (NYSE:TJX): Richard Sherr , EVP of TJX Companies Inc (NYSE:TJX) reportedly Sold 43,000 shares of the company’s stock at an average price of 54.08 for a total transaction amount of $2,325,440.00.
