Brian Gaines‘ Springhouse Capital Management has filed a Form 13G on Fifth Street Asset Management Inc. (NASDAQ:FSAM), which shows a large increase to the investor’s position in 2016. Springhouse Capital now owns 575,498 shares of the alternative asset management firm, up from just 36,537 shares held on December 31. You can see the ownership information in the table and filing below.
You can access the original SEC filing by clicking here.
Ownership Summary Table
|Name||Sole Voting Power||Shared Voting Power||Sole Dispositive Power||Shared Dispositive Power||Aggregate Amount Owned Power||Percent of Class|
|Springhouse Capital (Master)||575,498||575,498||575,498||9.95%|
|Springhouse Asset Management, Ltd||575,498||575,498||575,498||9.95%|
|Springhouse Capital Management||575,498||575,498||575,498||9.95%|
|Springhouse Capital Management G.P.||575,498||575,498||575,498||9.95%|
Page 1 of 10 SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Under the Securities Exchange Act of 1934
(Amendment No. )1
FIFTH STREET ASSET MANAGEMENT INC.
(Name of Issuer)
(Title of Class of Securities)
February 22, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
|1||The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and |
for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required
on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the Notes).
(Continued on following page(s))
– Page 1 of 10 Pages –