13G Filing: Carlson Capital Buys More Shares of Archrock, Inc. (AROC US)

Published on February 12, 2016 at 4:02 am by Meena Krishnamsetty in Hedge Funds,News

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A new 13G filing has been submitted to the SEC by Clint Carlson‘s Carlson Capital, in relation to the investor’s position in Archrock Inc (NYSE:AROC). The filing reveals the latest share ownership information of all relevant parties and subsidiaries of the investor, which amounts to just under 8.6 million shares, a 12.38% stake in the company. These 13G filings can prove invaluable to investors, as they show the latest moves made by top investors in stocks which they are or were very bullish on, and in a timely fashion in most cases. In this case, the filing reveals a large increase made to Carlson’s position in Archrock during the first three weeks of January. You can find the filing embedded below and on the following pages.

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name	Shared Voting Power	Shared Dispositive Power	Aggregate Amount Owned Power	Percent of Class
Carlson Capital,	8,594,816	8,594,816	8,594,816	12.38%
Asgard Investment Corp.	8,594,816	8,594,816	8,594,816	12.38%
Asgard Investment Corp. II	8,594,816	8,594,816	8,594,816	12.38%
Clint D. Carlson	8,594,816	8,594,816	8,594,816	12.38%

Clint Carlson

Carlson Capital

Page 1 of 10 SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

Archrock, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

03957W106

(CUSIP Number)

January 20, 2016

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[X] Rule 13d-1(b)

[ ] Rule 13d-1(c)

[ ] Rule 13d-1(d)

(Page 1 of 10 Pages)

_________________________

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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