You can access the original SEC filing by clicking here.
Ownership Summary Table
|Name || Sole Voting Power || Shared Voting Power || Sole Dispositive Power || Shared Dispositive Power || Aggregate Amount Owned Power || Percent of Class |
|BROADFIN HEALTHCARE OFFSHORE FUND, LTD || 888,499 || || 888,499 || || 888,499 || 9.98% |
|BROADFIN ADVISORS || 888,499 || || 888,499 || || 888,499 || 9.98% |
|BROADFIN CAPITAL || 888,499 || || 888,499 || || 888,499 || 9.98% |
|KEVIN KOTLER || 888,499 || || 888,499 || || 888,499 || 9.98% |
Kevin KotlerBroadfin Capital
Page 1 of 14 SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. )1
Common Stock, par value $0.001 per share
(Title of Class of Securities)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).