13G Filing: Amici Capital and Model N, Inc. (MODN)

Page 1 of 9

In a new filing with the Securities and Exchanged Commission, Paul Orlin‘s Amici Capital has reported its position in the micro-cap Model N Inc (NYSE:MODN). According to the filing, Amici owns a passive stake, which contains 1.44 million shares of Model N Inc (NYSE:MODN). The position amasses 5.4% of the company’s outstanding stock. Amici Capital held 1.10 million shares of Model N at the end of September.

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Amici Capital, LLC 0 1,438,300 0 1,438,300 1,438,300 5.4%
Paul E. Orlin 0 1,438,300 0 1,438,300 1,438,300 5.4%

Follow Paul Orlin And Alex Porter's Amici Capital

Page 1 of 9 SEC Filing

Under the Securities Exchange Act of 1934
(Amendment No. )*
Model N, Inc.
(Name of Issuer)
Common Stock, par value $.00015 per share
(Title of Class of Securities)
(CUSIP Number)
January 11, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X]  Rule 13d-1(b)
[_]  Rule 13d-1(c)
[_]  Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Follow Model N Inc. (NYSE:MODN)

Page 1 of 9