13D Filing: Viex Capital Advisors and Yume Inc (YUME)

Published on February 11, 2016 at 11:56 am by Meena Krishnamsetty in Hedge Funds,News

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According to a new filing with the Securities and Exchange Commission, Viex Capital Advisors owns an activist stake in YuMe Inc (NYSE:YUME). The filing shows that Viex holds around 2.59 million shares of YuMe, which represent some 7.5% of the company’s outstanding common stock.

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name	Shared Voting Power	Shared Dispositive Power	Aggregate Amount Owned Power	Percent of Class
VIEX Opportunities Fund,	2,591,733	2,591,733	2,591,733	7.5%
VIEX Opportunities Fund,	561,269	561,269	561,269	1.6%
VIEX Special Opportunities Fund II,	2,146,501	2,146,501	2,146,501	6.2%
VIEX GP,	3,153,002	3,153,002	3,153,002	9.2%
VIEX Special Opportunities GP II,	2,146,501	2,146,501	2,146,501	6.2%
VIEX Capital Advisors,	5,299,503	5,299,503	5,299,503	15.4%
Eric Singer	5,299,503	5,299,503	5,299,503	15.4%

Page 1 of 14 SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

(Amendment No. 4)1

YuMe, Inc.

(Name of Issuer)

Common Stock, $.001 par value per share

(Title of Class of Securities)

98872B104

(CUSIP Number)

ERIC SINGER

VIEX CAPITAL ADVISORS, LLC

(f/k/a Vertex Capital Advisors, LLC)

825 Third Avenue, 33rd Floor

New York, New York 10022

STEVE WOLOSKY, ESQ.

OLSHAN FROME WOLOSKY LLP

Park Avenue Tower

65 East 55th Street

New York, New York 10022

(212) 451-2300

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

February 9, 2016

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

_______________

1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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