13D Filing: Richmond Brothers, Inc. and Rockwell Medical Inc. (NASDAQ:RMTI)

Published on March 28, 2017 at 2:03 pm by Insider Monkey Staff in Hedge Funds

Page 1 of 23

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name	Sole Voting Power	Shared Voting Power	Sole Dispositive Power	Shared Dispositive Power	Aggregate Amount Owned Power	Percent of Class
Richmond Brothers, Inc	5,172,452	5,242,197	5,172,452	5,242,197	5,172,452	10.0%
RBI Private Investment I	164,841	5,248,332	164,841	5,248,332	164,841	Less than 1%
RBI Private Investment II	29,802	0	29,802	0	29,802	Less than 1%
RBI PI Manager	194,643	0	194,643	0	194,643	Less than 1%
Richmond Brothers 401(k) Profit Sharing Plan	41,495		41,495		41,495	Less than 1%
David S. Richmond	371,055		371,055		5,613,252	10.9%
Matthew J. Curfman	40,684		40,684		5,289,016	10.3%
Norman J. Ravich Irrevocable Trust	44,400		44,400		44,400	Less than 1%
Norman and Sally Ravich Family Trust	18,500		18,500		18,500	Less than 1%
Alexander Coleman Ravich 1991 Irrevocable Trust	25,000		25,000		25,000	Less than 1%
Alyssa Danielle Ravich 1991 Irrevocable Trust	25,000		25,000		25,000	Less than 1%
Mark H. Ravich	467,650		467,650		467,650	Less than 1%

Page 1 of 23 – SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

(Amendment No. 3)1

Rockwell Medical, Inc.

(Name of Issuer)

Common Stock, no par value per share

(Title of Class of Securities)

774374102

(CUSIP Number)

DAVID S. RICHMOND

RICHMOND BROTHERS, INC.

3568 Wildwood Avenue

Jackson, Michigan 49202

(517) 435-4040

STEVE WOLOSKY

OLSHAN FROME WOLOSKY LLP

1325 Avenue of the Americas

New York, New York 10019

(212) 451-2300

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

March 21, 2017

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box x.

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

_______________

1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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