13D Filing: Prescott Group Capital Management and 4Licensing Corp (FOUR)

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Phil Frohlich‘s Prescott Group Capital Management, has reported a position in 4Licensing Corp (OTCMKTS:FOUR) via a 13D filing with the US Securities and Exchange Commission. The filing showed that Prescott Group owns some 6.05 million shares of 4Licensing Corp, which represent 32.5% of the company’s outstanding stock.

In addition, the investor added that 4Licensing’s sole Board member had resigned after the assessment of the company’s financial situation and the termination of the company’s Directors and Officers. In this way, Prescott decided to appoint its representative to the company’s board in “an attempt to maximize the value of [the company’s] remaining assets”.

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
PRESCOTT GROUP CAPITAL MANAGEMENT 6,046,084 0 6,046,084 0 6,046,084 32.5%
PRESCOTT GROUP AGGRESSIVE SMALL CAP 0 6,046,084 0 6,046,084 6,046,084 32.5%
PRESCOTT GROUP AGGRESSIVE SMALL CAP II 0 6,046,084 0 6,046,084 6,046,084 32.5%
PHIL FROHLICH 6,046,084 0 6,046,084 0 6,046,084 32.5%

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(Amendment No. 6)


Under the Securities Exchange Act of 1934


4Licensing Corporation

(Name of Issuer)

Stock, $0.01 par value

(Title of Class of Securities)



Phil Frohlich

1924 South Utica, Suite #1120

Tulsa, Oklahoma 74104-6429

(918) 747-3412

Address and Telephone Number of Person Authorized to Receive Notices and Communications)

– with copies to –

Eliot D. Raffkind

Gump, Strauss, Hauer & Feld, L.L.P.

1700 Pacific Avenue, Suite 4100

Dallas, Texas 75201-4618

(214) 969-2800

29, 2016

(Date of event which requires filing of this statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g) check the following box  x.

information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the Act), or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the Act.

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