Page 5 of 8 – SEC Filing
This Amendment No. 4 to Schedule 13D (this Amendment
No. 4) amends and supplements the statement on Schedule 13D (the Original Schedule 13D), filed on August 6, 2015 (the Original Schedule 13D, as amended and supplemented through the date of this
Amendment No. 4, the Schedule 13D), by Pershing Square Capital Management, L.P., a Delaware limited partnership (Pershing Square); PS Management GP, LLC, a Delaware limited liability company (PS
Management); and William A. Ackman, a citizen of the United States of America (together with Pershing Square and PS Management, the Reporting Persons), relating to the Class A common stock, no par value (the
Common Stock), of Mondelez International, Inc., a Virginia corporation (the Issuer). Capitalized terms used but not defined in this amendment shall have the meanings set forth in the Schedule 13D.
Except as specifically amended by this Amendment No. 4, the Schedule 13D is unchanged.
| Item 1. | Security and Issuer |
Item 1 of the Schedule 13D is hereby amended and supplemented to
add the following information:
As of September 26, 2017, the Reporting Persons beneficially own an aggregate of 84,056,345 shares of
Common Stock (the Subject Shares), which number includes: (i) 13,927,445 shares of Common Stock, and (ii) 70,128,900 shares of Common Stock underlying American-style call options.
The Subject Shares represent approximately 5.6% of the issued and outstanding shares of Common Stock of the Issuer.
| Item 3. | Source and Amount of Funds or Other Consideration |
Item 3 of the Schedule 13D is hereby
amended and supplemented to add the following information:
The source of funding for the transactions reported herein was derived from
the respective capital of the Pershing Square Funds.
| Item 5. | Interest in Securities of the Issuer |
Item 5(c) of the Schedule 13D is hereby amended
and supplemented by adding the following information:
(c) Exhibit 99.9, which is incorporated by reference into this Item 5(c) as if
restated in full, describes all of the transactions in the Common Stock or derivatives relating to Common Stock that were effected in the past 60 days by the Reporting Persons for the benefit of the Pershing Square Funds. Except as set forth in
Exhibit 99.9 attached hereto, no reportable transactions were effected by any Reporting Person within the last 60 days.
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. |
The Reporting Persons, for the accounts of the Pershing Square Funds, extended the maturity of certain American-style call options and unwound
certain American-style call options as further detailed in Exhibit 99.9.
