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13D Filing: Pershing Square and Mondelez International Inc. (MDLZ)

Mondelez International Inc. (NASDAQ:MDLZ): Bill Ackman’s Pershing Square filed an amended 13D.

You can check out Pershing Square’s latest holdings and filings here.

Please follow Pershing Square (if you aren’t already doing so) to get real-time email alerts whenever we publish an article about Pershing Square or update its stock holdings.

Bill Ackman
Bill Ackman
Pershing Square

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Pershing Square Capital Management 84,056,345 84,056,345 84,056,345 5.6%
PS Management GP 84,056,345 84,056,345 84,056,345 5.6%
William A. Ackman 84,056,345 84,056,345 84,056,345 5.6%
Bill Ackman
Bill Ackman
Pershing Square

Page 1 of 8 – SEC Filing

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED

PURSUANT TO § 240.13d-2(a)

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

 

 

Mondelez
International, Inc.

(Name of Issuer)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

609207105

(CUSIP Number)

Stephen Fraidin, Esq.

Steve Milankov, Esq.

Pershing Square Capital Management, L.P.

888 Seventh Avenue, 42nd Floor

New York, New York 10019

(212) 813-3700

With a copy to:

Richard M. Brand, Esq.

Cadwalader, Wickersham & Taft LLP

One World Financial Center

New York, New York 10281

(212) 504-6000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

September 25, 2017

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has
previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

Note: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).

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Page 2 of 8 – SEC Filing


CUSIP No.         609207105
  1   

NAME OF
REPORTING PERSON

Pershing Square Capital Management, L.P.

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

  3

SEC USE ONLY

  4

SOURCE OF FUNDS (SEE INSTRUCTIONS)

OO (See Item 3)

  5

CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware

NUMBER OF

SHARES

 BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7 

SOLE VOTING POWER

NONE

  8

SHARED VOTING POWER

84,056,345

  9

SOLE DISPOSITIVE POWER

NONE

10

SHARED DISPOSITIVE POWER

84,056,345

11   

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

84,056,345

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

5.6%*

14

TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)

IA

* This calculation is based on 1,507,639,931 shares of common stock, par value $0.01 per share (Common Stock), outstanding as of July 28, 2017 as reported in the Issuers Quarterly Report on Form 10-Q
filed on August 2, 2017 for the quarterly period ended June 30, 2017.

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Page 3 of 8 – SEC Filing


CUSIP No.         609207105
  1   

NAME OF
REPORTING PERSON

PS Management GP, LLC

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

  3

SEC USE ONLY

  4

SOURCE OF FUNDS (SEE INSTRUCTIONS)

OO (See Item 3)

  5

CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware

NUMBER OF

SHARES

 BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7 

SOLE VOTING POWER

NONE

  8

SHARED VOTING POWER

84,056,345

  9

SOLE DISPOSITIVE POWER

NONE

10

SHARED DISPOSITIVE POWER

84,056,345

11   

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

84,056,345

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

5.6%*

14

TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)

OO

* This calculation is based on 1,507,639,931 shares of Common Stock outstanding as of July 28, 2017 as reported in the Issuers Quarterly Report on Form 10-Q filed on August 2, 2017 for the quarterly period ended
June 30, 2017.

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Page 4 of 8 – SEC Filing


CUSIP No.         609207105
  1   

NAME OF
REPORTING PERSON

William A. Ackman

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

  3

SEC USE ONLY

  4

SOURCE OF FUNDS (SEE INSTRUCTIONS)

OO (See Item 3)

  5

CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

United
States

NUMBER OF

SHARES

 BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7 

SOLE VOTING POWER

NONE

  8

SHARED VOTING POWER

84,056,345

  9

SOLE DISPOSITIVE POWER

NONE

10

SHARED DISPOSITIVE POWER

84,056,345

11   

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

84,056,345

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

5.6%*

14

TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)

IN

* This calculation is based on 1,507,639,931 shares of Common Stock outstanding as of July 28, 2017 as reported in the Issuers Quarterly Report on Form 10-Q filed on August 2, 2017 for the quarterly period ended
June 30, 2017.

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Page 5 of 8 – SEC Filing


This Amendment No. 4 to Schedule 13D (this Amendment
No.
 4) amends and supplements the statement on Schedule 13D (the Original Schedule 13D), filed on August 6, 2015 (the Original Schedule 13D, as amended and supplemented through the date of this
Amendment No. 4, the Schedule 13D), by Pershing Square Capital Management, L.P., a Delaware limited partnership (Pershing Square); PS Management GP, LLC, a Delaware limited liability company (PS
Management
); and William A. Ackman, a citizen of the United States of America (together with Pershing Square and PS Management, the Reporting Persons), relating to the Class A common stock, no par value (the
Common Stock), of Mondelez International, Inc., a Virginia corporation (the Issuer). Capitalized terms used but not defined in this amendment shall have the meanings set forth in the Schedule 13D.

Except as specifically amended by this Amendment No. 4, the Schedule 13D is unchanged.

Item 1. Security and Issuer

Item 1 of the Schedule 13D is hereby amended and supplemented to
add the following information:

As of September 26, 2017, the Reporting Persons beneficially own an aggregate of 84,056,345 shares of
Common Stock (the Subject Shares), which number includes: (i) 13,927,445 shares of Common Stock, and (ii) 70,128,900 shares of Common Stock underlying American-style call options.

The Subject Shares represent approximately 5.6% of the issued and outstanding shares of Common Stock of the Issuer.

Item 3. Source and Amount of Funds or Other Consideration

Item 3 of the Schedule 13D is hereby
amended and supplemented to add the following information:

The source of funding for the transactions reported herein was derived from
the respective capital of the Pershing Square Funds.

Item 5. Interest in Securities of the Issuer

Item 5(c) of the Schedule 13D is hereby amended
and supplemented by adding the following information:

(c) Exhibit 99.9, which is incorporated by reference into this Item 5(c) as if
restated in full, describes all of the transactions in the Common Stock or derivatives relating to Common Stock that were effected in the past 60 days by the Reporting Persons for the benefit of the Pershing Square Funds. Except as set forth in
Exhibit 99.9 attached hereto, no reportable transactions were effected by any Reporting Person within the last 60 days.

Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

The Reporting Persons, for the accounts of the Pershing Square Funds, extended the maturity of certain American-style call options and unwound
certain American-style call options as further detailed in Exhibit 99.9.

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Page 6 of 8 – SEC Filing


None of the options gives the Reporting Persons direct or indirect voting, investment or
dispositive control over any securities of the Issuer or requires the counterparty thereto to acquire, hold, vote or dispose of any securities of the Issuer.

Item 7. Material to be Filed as Exhibits

Item 7 of the Schedule 13D is hereby amended and
supplemented by adding a reference to the following exhibit:

Exhibit 99.9 Trading data.

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Page 7 of 8 – SEC Filing


SIGNATURE

After reasonable inquiry and to the best of each of the undersigneds knowledge and belief, each of the undersigned certify that the
information set forth in this statement is true, complete and correct.

Dated: September 26, 2017

PERSHING SQUARE CAPITAL MANAGEMENT, L.P.
By: PS Management GP, LLC, its General Partner

By

/s/ William A. Ackman

William A. Ackman

Managing Member

PS MANAGEMENT GP, LLC

By

/s/ William A. Ackman

William A. Ackman
Managing Member

/s/ William A. Ackman

William A. Ackman

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Page 8 of 8 – SEC Filing


INDEX TO EXHIBITS

Exhibit

Description

Exhibit 99.1 Joint Filing Agreement, dated as of August 6, 2015, among Pershing Square, PS Management and William A. Ackman.*
Exhibit 99.2 Trading data.*
Exhibit 99.3 Form of Forward Purchase Contract.*
Exhibit 99.4 Form of Call Option Contract.*
Exhibit 99.5 Form of Amendment to Forward Purchase Contract.*
Exhibit 99.6 Trading data.*
Exhibit 99.7 Trading data.*
Exhibit 99.8 Trading data.*
Exhibit 99.9 Trading data.
* Previously filed.
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