Great Elm Capital Group, Inc. (NASDAQ:GEC): Matthew Drapkin And Steven R. Becker’s Becker Drapkin Management filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Northern Right Capital Management | 1,266,000 | 1,136,792 | 1,266,000 | 1,136,792 | 2,402,792 | 9.5% |
| Northern Right Capital (QP) | 1,136,792 | 0 | 1,136,792 | 0 | 1,136,792 | 4.5% |
| BC Advisors | 0 | 2,402,792 | 0 | 2,402,792 | 2,402,792 | 9.5% |
| Matthew A. Drapkin | 0 | 2,402,792 | 0 | 2,402,792 | 2,402,792 | 9.5% |
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Page 1 of 10 – SEC Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
Great Elm
Capital Group, Inc.
(Name of Issuer)
Common Stock, $0.001 Par Value
(Title of Class of Securities)
39036P209
(CUSIP Number)
Northern Right Capital Management, L.P.
Attn: Matthew A. Drapkin
10 Corbin Drive
3rd Floor
Darien, Connecticut 06820
(203) 951-5440
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
September 18, 2017
(Date of Event which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
