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13D Filing: Leon Capital Partners, LLC and Ruby Tuesday Inc (RT)

Published on October 19, 2017 at 12:47 pm by Insider Monkey Staff in Hedge Funds

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Page 10 of 13 – SEC Filing

F.

Mr. De Leon

(a)

Mr. De Leon, as a managing member and CEO of Leon Partners, may be deemed the beneficial owner
of the 1,628,727 Shares owned by Chimera Investments.

Percentage: Approximately 2.7%

(b)

1. Sole power to vote or direct vote: 1,628,727
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 1,628,727
4. Shared power to dispose or direct the disposition: 0

(c)

Mr. De Leon has not entered into any transactions in the Shares during the past sixty days. The
transactions in the Shares on behalf of Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated
herein by reference.

Each Reporting Person,
as a member of a “group” with the other Reporting Persons for the purposes of Section 13(d)(3) of the Securities Exchange
Act of 1934, as amended, may be deemed the beneficial owner of the Shares directly owned by the other Reporting Persons. Each
Reporting Person disclaims beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.

(d)

No person other than the Reporting Persons is known to have the right to receive, or the power
to direct the receipt of dividends from, or proceeds from the sale of, the Shares.

(e)

As of October 16, 2017, the Reporting Persons ceased to be the beneficial owners of more than 5%
of the outstanding Shares of the Issuer.

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NYSE:RT SEC 13D Filing Ruby Tuesday Inc (RT)Leon Capital Partners, Llc