You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| CHIMERA CAPITAL INVESTMENTS | 1,628,727 | 1,628,727 | 1,628,727 | 2.7% | ||
| CHIMERA CAPITAL | 1,628,727 | 1,628,727 | 1,628,727 | 2.7% | ||
| LCG LIQUID HOLDINGS | 1,628,727 | 1,628,727 | 1,628,727 | 2.7% | ||
| LCG ALTERNATIVE HOLDINGS | 1,628,727 | 1,628,727 | 1,628,727 | 2.7% | ||
| LEON CAPITAL PARTNERS | 1,628,727 | 1,628,727 | 1,628,727 | 2.7% | ||
| FERNANDO DE LEON | 1,628,727 | 1,628,727 | 1,628,727 | 2.7% |
Page 1 of 13 – SEC Filing
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED
IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
(Amendment No. 1)1
Ruby Tuesday, Inc.
(Name
of Issuer)
Common Stock, $0.01 par value
(Title of Class of Securities)
781182 10 0
(CUSIP Number)
FERNANDO
DE LEON
LEON
CAPITAL PARTNERS, LLC
3500 Maple Avenue, Suite 1600
Dallas, Texas 75219
(214) 865-8082
STEVE
WOLOSKY, ESQ.
OLSHAN
FROME WOLOSKY LLP
1325
Avenue of the Americas
New
York, New York 10019
(212)
451-2300
(Name, Address and Telephone Number of Person
Authorized to Receive Notices
and Communications)
October 16, 2017
(Date of Event Which Requires
Filing of This Statement)
If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box ¨.
Note: Schedules
filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See
§ 240.13d-7 for other parties to whom copies are to be sent.
1
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.
The information required
on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
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Page 2 of 13 – SEC Filing
| 1 | NAME OF REPORTING PERSON | ||||||||||||||||||
| CHIMERA CAPITAL INVESTMENTS, LLC | |||||||||||||||||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ | |||||||||||||||||
| (b) ☐ | |||||||||||||||||||
| 3 | SEC USE ONLY | ||||||||||||||||||
| 4 | SOURCE OF FUNDS | ||||||||||||||||||
| WC | |||||||||||||||||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
| TEXAS | |||||||||||||||||||
| NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
| SHARES | |||||||||||||||||||
| BENEFICIALLY | 1,628,727 | ||||||||||||||||||
| OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
| EACH | |||||||||||||||||||
| REPORTING | – 0 – | ||||||||||||||||||
| PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
| – 0 – | |||||||||||||||||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
| 2.7% | |||||||||||||||||||
| 14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
| OO | |||||||||||||||||||
| 2 |
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Page 3 of 13 – SEC Filing
| 1 | NAME OF REPORTING PERSON | ||||||||||||||||||
| CHIMERA CAPITAL, LLC | |||||||||||||||||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ | |||||||||||||||||
| (b) ☐ | |||||||||||||||||||
| 3 | SEC USE ONLY | ||||||||||||||||||
| 4 | SOURCE OF FUNDS | ||||||||||||||||||
| OO | |||||||||||||||||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
| TEXAS | |||||||||||||||||||
| NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
| SHARES | |||||||||||||||||||
| BENEFICIALLY | 1,628,727 | ||||||||||||||||||
| OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
| EACH | |||||||||||||||||||
| REPORTING | – 0 – | ||||||||||||||||||
| PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
| – 0 – | |||||||||||||||||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
| 2.7% | |||||||||||||||||||
| 14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
| OO | |||||||||||||||||||
| 3 |
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Page 4 of 13 – SEC Filing
| 1 | NAME OF REPORTING PERSON | ||||||||||||||||||
| LCG LIQUID HOLDINGS, LLC | |||||||||||||||||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ | |||||||||||||||||
| (b) ☐ | |||||||||||||||||||
| 3 | SEC USE ONLY | ||||||||||||||||||
| 4 | SOURCE OF FUNDS | ||||||||||||||||||
| OO | |||||||||||||||||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
| TEXAS | |||||||||||||||||||
| NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
| SHARES | |||||||||||||||||||
| BENEFICIALLY | 1,628,727 | ||||||||||||||||||
| OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
| EACH | |||||||||||||||||||
| REPORTING | – 0 – | ||||||||||||||||||
| PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
| – 0 – | |||||||||||||||||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
| 2.7% | |||||||||||||||||||
| 14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
| OO | |||||||||||||||||||
| 4 |
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Page 5 of 13 – SEC Filing
| 1 | NAME OF REPORTING PERSON | ||||||||||||||||||
| LCG ALTERNATIVE HOLDINGS, LLC | |||||||||||||||||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ | |||||||||||||||||
| (b) ☐ | |||||||||||||||||||
| 3 | SEC USE ONLY | ||||||||||||||||||
| 4 | SOURCE OF FUNDS | ||||||||||||||||||
| OO | |||||||||||||||||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
| TEXAS | |||||||||||||||||||
| NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
| SHARES | |||||||||||||||||||
| BENEFICIALLY | 1,628,727 | ||||||||||||||||||
| OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
| EACH | |||||||||||||||||||
| REPORTING | – 0 – | ||||||||||||||||||
| PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
| – 0 – | |||||||||||||||||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
| 2.7% | |||||||||||||||||||
| 14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
| OO | |||||||||||||||||||
| 5 |
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Page 6 of 13 – SEC Filing
| 1 | NAME OF REPORTING PERSON | ||||||||||||||||||
| LEON CAPITAL PARTNERS, LLC | |||||||||||||||||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ | |||||||||||||||||
| (b) ☐ | |||||||||||||||||||
| 3 | SEC USE ONLY | ||||||||||||||||||
| 4 | SOURCE OF FUNDS | ||||||||||||||||||
| OO | |||||||||||||||||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
| TEXAS | |||||||||||||||||||
| NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
| SHARES | |||||||||||||||||||
| BENEFICIALLY | 1,628,727 | ||||||||||||||||||
| OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
| EACH | |||||||||||||||||||
| REPORTING | – 0 – | ||||||||||||||||||
| PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
| – 0 – | |||||||||||||||||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
| 2.7% | |||||||||||||||||||
| 14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
| OO | |||||||||||||||||||
| 6 |
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Page 7 of 13 – SEC Filing
| 1 | NAME OF REPORTING PERSON | ||||||||||||||||||
| FERNANDO DE LEON | |||||||||||||||||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ | |||||||||||||||||
| (b) ☐ | |||||||||||||||||||
| 3 | SEC USE ONLY | ||||||||||||||||||
| 4 | SOURCE OF FUNDS | ||||||||||||||||||
| OO | |||||||||||||||||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
| USA | |||||||||||||||||||
| NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
| SHARES | |||||||||||||||||||
| BENEFICIALLY | 1,628,727 | ||||||||||||||||||
| OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
| EACH | |||||||||||||||||||
| REPORTING | – 0 – | ||||||||||||||||||
| PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
| – 0 – | |||||||||||||||||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
| 1,628,727 | |||||||||||||||||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
| 2.7% | |||||||||||||||||||
| 14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
| IN | |||||||||||||||||||
| 7 |
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Page 8 of 13 – SEC Filing
The following constitutes
Amendment No. 1 (“Amendment No. 1”) to the Schedule 13D filed by the undersigned (the “Schedule 13D”).
This Amendment No. 1 amends the Schedule 13D as specifically set forth herein.
| Item 3. | Source and Amount of Funds or Other Consideration. |
Item 3 is hereby
amended and restated to read as follows:
The Shares purchased
by Chimera Investments were purchased with working capital (which may, at any given time, include working capital loans made in
the ordinary course of business as well as margin loans made by brokerage firms in the ordinary course of business) in open market
purchases, except as otherwise noted, as set forth in Schedule A, which is incorporated by reference herein. The aggregate purchase
price of the 1,628,727 Shares beneficially owned by Chimera Investments is approximately $3,566,586, excluding brokerage commissions.
| Item 5. | Interest in Securities of the Issuer. |
Item 5 is hereby amended
and restated to read as follows:
The aggregate percentage
of Shares reported owned by each person named herein is based upon 61,186,581 Shares outstanding, as of October 9, 2017, which
is the total number of Shares outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities
and Exchange Commission on October 16, 2017.
| A. | Chimera Investments |
| (a) | As of the close of business on October 18, 2017, Chimera Investments beneficially owned 1,628,727 Shares. |
Percentage: Approximately 2.7%
| (b) | 1. Sole power to vote or direct vote: 1,628,727 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 1,628,727 4. Shared power to dispose or direct the disposition: 0 |
| (c) | The transactions in the Shares by Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference. |
| B. | Chimera Capital |
| (a) | Chimera Capital, as the manager of Chimera Investments, may be deemed the beneficial owner of the 1,628,727 Shares owned by Chimera Investments. |
Percentage: Approximately 2.7%
| (b) | 1. Sole power to vote or direct vote: 1,628,727 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 1,628,727 4. Shared power to dispose or direct the disposition: 0 |
| 8 |
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Page 9 of 13 – SEC Filing
| (c) | Chimera Capital has not entered into any transactions in the Shares during the past sixty days. The transactions in the Shares on behalf of Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference. |
| C. | LCG Liquid |
| (a) | LCG Liquid, as the manager of Chimera Capital, may be deemed the beneficial owner of the 1,628,727 Shares owned by Chimera Investments. |
Percentage:
Approximately 2.7%
| (b) | 1. Sole power to vote or direct vote: 1,628,727 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 1,628,727 4. Shared power to dispose or direct the disposition: 0 |
| (c) | LCG Liquid has not entered into any transactions in the Shares during the past sixty days. The transactions in the Shares on behalf of Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference. |
| D. | LCG Alternative |
| (a) | LCG Alternative, as the manager of LCG Liquid, may be deemed the beneficial owner of the 1,628,727 Shares owned by Chimera Investments. |
Percentage:
Approximately 2.7%
| (b) | 1. Sole power to vote or direct vote: 1,628,727 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 1,628,727 4. Shared power to dispose or direct the disposition: 0 |
| (c) | LCG Alternative has not entered into any transactions in the Shares during the past sixty days. The transactions in the Shares on behalf of Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference. |
| E. | Leon Partners |
| (a) | Leon Partners, as the manager of LCG Alternative, may be deemed the beneficial owner of the 1,628,727 Shares owned by Chimera Investments. |
Percentage:
Approximately 2.7%
| (b) | 1. Sole power to vote or direct vote: 1,628,727 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 1,628,727 4. Shared power to dispose or direct the disposition: 0 |
| (c) | Leon Partners has not entered into any transactions in the Shares during the past sixty days. The transactions in the Shares on behalf of Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference. |
| 9 |
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Page 10 of 13 – SEC Filing
| F. | Mr. De Leon |
| (a) | Mr. De Leon, as a managing member and CEO of Leon Partners, may be deemed the beneficial owner of the 1,628,727 Shares owned by Chimera Investments. |
Percentage: Approximately 2.7%
| (b) | 1. Sole power to vote or direct vote: 1,628,727 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 1,628,727 4. Shared power to dispose or direct the disposition: 0 |
| (c) | Mr. De Leon has not entered into any transactions in the Shares during the past sixty days. The transactions in the Shares on behalf of Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference. |
Each Reporting Person,
as a member of a “group” with the other Reporting Persons for the purposes of Section 13(d)(3) of the Securities Exchange
Act of 1934, as amended, may be deemed the beneficial owner of the Shares directly owned by the other Reporting Persons. Each
Reporting Person disclaims beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.
| (d) | No person other than the Reporting Persons is known to have the right to receive, or the power to direct the receipt of dividends from, or proceeds from the sale of, the Shares. |
| (e) | As of October 16, 2017, the Reporting Persons ceased to be the beneficial owners of more than 5% of the outstanding Shares of the Issuer. |
| 10 |
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Page 11 of 13 – SEC Filing
SIGNATURES
After reasonable inquiry
and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement
is true, complete and correct.
Dated: October 18, 2017
| CHIMERA CAPITAL INVESTMENTS, LLC | |||
| By: | Chimera Capital, LLC | ||
| Its Manager | |||
| By: | LCG Liquid Holdings, LLC | ||
| Its Manager | |||
| By: | LCG Alternative Holdings, LLC | ||
| Its Manager | |||
| By: | /s/ Fernando De Leon | ||
| Name: | Fernando De Leon | ||
| Title: | Authorized Signatory | ||
| CHIMERA CAPITAL, LLC | |||
| By: | LCG Liquid Holdings, LLC | ||
| Its Manager | |||
| By: | LCG Alternative Holdings, LLC | ||
| Its Manager | |||
| By: | /s/ Fernando De Leon | ||
| Name: | Fernando De Leon | ||
| Title: | Authorized Signatory | ||
| LCG LIQUID HOLDINGS, LLC | |||
| By: | LCG Alternative Holdings, LLC | ||
| Its Manager | |||
| By: | /s/ Fernando De Leon | ||
| Name: | Fernando De Leon | ||
| Title: | Authorized Signatory | ||
| LCG ALTERNATIVE HOLDINGS, LLC | |||
| By: | /s/ Fernando De Leon | ||
| Name: | Fernando De Leon | ||
| Title: | Authorized Signatory | ||
| 11 |
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Page 12 of 13 – SEC Filing
| LEON CAPITAL PARTNERS, LLC | |||
| By: | /s/ Fernando De Leon | ||
| Name: | Fernando De Leon | ||
| Title: | Managing Member | ||
| /s/ Fernando De Leon | |
| Fernando De Leon |
| 12 |
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Page 13 of 13 – SEC Filing
SCHEDULE A
Transactions in the Shares During
the Past Sixty Days
| Nature of the Transaction | Amount of Securities Purchased/(Sold) | Price Per Share($) | Date of Purchase/Sale |
CHIMERA
CAPITAL INVESTMENTS, LLC
| Sale of Common Stock | (27,644) | 2.1095 | 8/28/2017 |
| Sale of Common Stock | (35,934) | 2.1400 | 8/31/2017 |
| Sale of Common Stock | (24,199) | 2.1958 | 9/01/2017 |
| Sale of Common Stock | (7,200) | 2.1899 | 9/12/2017 |
| Sale of Common Stock | (49,700) | 2.2171 | 9/13/2017 |
| Sale of Common Stock | (14,900) | 2.2023 | 9/14/2017 |
| Sale of Common Stock | (35,935) | 2.2201 | 9/15/2017 |
| Sale of Common Stock | (50,000) | 2.2509 | 9/19/2017 |
| Sale of Common Stock | (300) | 2.1066 | 9/19/2017 |
| Sale of Common Stock | (26,000) | 2.2402 | 10/06/2017 |
| Sale of Common Stock | (5,355) | 2.2466 | 10/09/2017 |
| Sale of Common Stock | (2,000,000) | 2.3604 | 10/16/2017 |
| Sale of Common Stock | (1,277,453) | 2.3706 | 10/16/2017 |
| Sale of Common Stock | (192,188) | 2.3900 | 10/17/2017 |
| Sale of Common Stock | (222,547) | 2.3700 | 10/17/2017 |
| Sale of Common Stock | (157,403) | 2.3805 | 10/18/2017 |
