Arbutus Biopharma Corp (NASDAQ:ABUS): Daniel Gold’s QVT Financial filed an amended 13D.
You can check out QVT Financial’s latest holdings and filings here.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
|Name||Sole Voting Power||Shared Voting Power||Sole Dispositive Power||Shared Dispositive Power||Aggregate Amount Owned Power||Percent of Class|
|QVT Financial GP||0||0||0||16,013,540||16,013,540||29.1%|
|QVT Fund V||0||0||0||16,013,540||16,013,540||29.1%|
|QVT Associates GP||0||0||0||16,013,540||16,013,540||29.1%|
Page 1 of 9 – SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
(Amendment No. 1)*
Under the Securities Exchange Act of 1934
(Name of Issuer)
Common Shares, no par value
(Title of Class of Securities)
Eleazer Klein, Esq.
Schulte Roth & Zabel LLP
919 Third Avenue, New York, NY 10022
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
October 16, 2017
(Date of Event which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-l(e), 240.13d-l(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
|*||The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information |
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).