13D Filing: Engaged Capital and Hain Celestial Group Inc (HAIN)

Page 3 of 19

Page 3 of 19 – SEC Filing


CUSIP No. 405217100

  1

NAME OF
REPORTING PERSON

Engaged Capital Co-Invest
VI, LP

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☒        (b)  ☐

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

WC

  5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d)
OR 2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

DELAWARE

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

2,117,002

  8

SHARED VOTING POWER

– 0 –

  9

SOLE DISPOSITIVE POWER

2,117,002

10

SHARED DISPOSITIVE POWER

– 0 –

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,117,002

12

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

2.0%

14

TYPE OF REPORTING PERSON

PN

Follow Hain Celestial Group Inc (NASDAQ:HAIN)

Page 3 of 19