You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| EJF Capital | 1,746,509 | 1,746,509 | 1,746,509 | 3.6% | ||
| Emanuel J. Friedman | 1,746,509 | 1,746,509 | 1,746,509 | 3.6% | ||
| EJF Debt Opportunities Master Fund | 1,261,003 | 1,261,003 | 1,261,003 | 2.6% | ||
| EJF Debt Opportunities GP | 1,261,003 | 1,261,003 | 1,261,003 | 2.6% | ||
| EJF Financial Services Fund | 247,737 | 247,737 | 247,737 | 0.5% | ||
| EJF Financial Services GP | 247,737 | 247,737 | 247,737 | 0.5% | ||
| EJF Debt Opportunities Master Fund II | 237,769 | 237,769 | 237,769 | 0.5% | ||
| EJF Debt Opportunities II GP | 237,769 | 237,769 | 237,769 | 0.5% | ||
| EJF Income Fund | 0 | 0 | 0 | 0% | ||
| EJF Income GP | 0 | 0 | 0 | 0% | ||
| Beltway Strategic Opportunities Fund | 0 | 0 | 0 | 0% | ||
| EJF Beltway Strategic Opportunities GP | 0 | 0 | 0 | 0% |
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Page 1 of 16 – SEC Filing
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Page 2 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 2 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| EJF Capital LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 1,746,509 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 1,746,509 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 1,746,509 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 3.6% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| IA | |||||
| (1) | Based on 49,161,432 shares of common stock, without par value (“Common Stock”), outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the U.S. Securities and Exchange Commission (“SEC”) on August 3, 2017. |
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Page 3 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 3 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| Emanuel J. Friedman | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 1,746,509 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 1,746,509 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 1,746,509 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 3.6% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| IN | |||||
| (1) | Based on 49,161,432 shares of Common Stock outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the SEC on August 3, 2017. |
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Page 4 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 4 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| EJF Debt Opportunities Master Fund, L.P. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 1,261,003 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 1,261,003 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 1,261,003 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 2.6% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| PN | |||||
| (1) | Based on 49,161,432 shares of Common Stock outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the SEC on August 3, 2017. |
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Page 5 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 5 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| EJF Debt Opportunities GP, LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 1,261,003 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 1,261,003 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 1,261,003 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 2.6% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| OO | |||||
| (1) | Based on 49,161,432 shares of Common Stock outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the SEC on August 3, 2017. |
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Page 6 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 6 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| EJF Financial Services Fund, LP | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 247,737 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 247,737 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 247,737 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 0.5% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| PN | |||||
| (1) | Based on 49,161,432 shares of Common Stock outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the SEC on August 3, 2017. |
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Page 7 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 7 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| EJF Financial Services GP, LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 247,737 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 247,737 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 247,737 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 0.5% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| OO | |||||
| (1) | Based on 49,161,432 shares of Common Stock outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the SEC on August 3, 2017. |
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Page 8 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 8 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| EJF Debt Opportunities Master Fund II, LP | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 237,769 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 237,769 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 237,769 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 0.5% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| PN | |||||
| (1) | Based on 49,161,432 shares of Common Stock outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the SEC on August 3, 2017. |
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Page 9 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 9 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| EJF Debt Opportunities II GP, LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 237,769 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 237,769 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 237,769 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 0.5% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| OO | |||||
| (1) | Based on 49,161,432 shares of Common Stock outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the SEC on August 3, 2017. |
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Page 10 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 10 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| EJF Income Fund, LP | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 0 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 0 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 0% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| PN | |||||
| (1) | Based on 49,161,432 shares of Common Stock outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the SEC on August 3, 2017. |
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Page 11 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 11 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| EJF Income GP, LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 0 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 0 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 0% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| OO | |||||
| (1) | Based on 49,161,432 shares of Common Stock outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the SEC on August 3, 2017. |
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Page 12 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 12 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| Beltway Strategic Opportunities Fund L.P. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 0 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 0 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 0% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| PN | |||||
| (1) | Based on 49,161,432 shares of Common Stock outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the SEC on August 3, 2017. |
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Page 13 of 16 – SEC Filing
| CUSIP No. 014491104 | Page 13 |
| 1 | NAMES OF REPORTING PERSONS | ||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
| EJF Beltway Strategic Opportunities GP LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
| OO (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| None | |||||
| 8 | SHARED VOTING POWER | ||||
| 0 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| None | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 0 | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 0% (1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| OO | |||||
| (1) | Based on 49,161,432 shares of Common Stock outstanding as of June 30, 2017, as disclosed in the Issuer’s Form 10-Q filed with the SEC on August 3, 2017. |
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Page 14 of 16 – SEC Filing
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Page 15 of 16 – SEC Filing
| Trade Date | Shares Purchased/(Sold) | Price Per Share (1) | TotalPrice(1) |
| 08/14/17 | (9,949) | $43.68 | $(434,572) |
| 08/14/17 | (3,625) | $43.68 | $(158,340) |
| 08/14/17 | (1,270) | $43.62 | $(55,394) |
| 08/14/17 | (463) | $43.62 | $(20,195) |
| 08/14/17 | (92,614) | $43.81 | $(4,057,336) |
| 08/14/17 | (33,740) | $43.81 | $(1,478,119) |
| 08/14/17 | (2,011) | $43.83 | $(88,144) |
| 08/14/17 | (733) | $43.83 | $(32,128) |
| 08/14/17 | (1,436) | $43.68 | $(62,724) |
| 08/14/17 | (1,230) | $43.68 | $(53,726) |
| 08/14/17 | (183) | $43.62 | $(7,982) |
| 08/14/17 | (157) | $43.62 | $(6,848) |
| 08/14/17 | (13,370) | $43.81 | $(585,728) |
| 08/14/17 | (11,452) | $43.81 | $(501,702) |
| 08/14/17 | (290) | $43.83 | $(12,711) |
| 08/14/17 | (249) | $43.83 | $(10,914) |
| 08/14/17 | (2,560) | $43.68 | $(111,821) |
| 08/14/17 | (327) | $43.62 | $(14,263) |
| 08/14/17 | (23,824) | $43.81 | $(1,043,708) |
| 08/14/17 | (517) | $43.83 | $(22,660) |
| 08/11/17 | (3,785) | $43.39 | $(164,216) |
| 08/11/17 | (1,819) | $43.39 | $(78,919) |
| 08/11/17 | (23,396) | $43.44 | $(1,016,362) |
| 08/11/17 | (3,378) | $43.44 | $(146,746) |
| 08/11/17 | (5,360) | $43.39 | $(232,549) |
| 08/11/17 | (2,124) | $43.39 | $(92,152) |
| 08/11/17 | (14,712) | $43.39 | $(638,295) |
| 08/11/17 | (32,048) | $43.56 | $(1,395,966) |
| 08/11/17 | (94,418) | $43.56 | $(4,112,716) |
| 08/11/17 | (66,671) | $43.56 | $(2,904,095) |
| 08/11/17 | (37,414) | $43.56 | $(1,629,701) |
| 08/11/17 | (259,171) | $43.56 | $(11,289,126) |
| 08/11/17 | (8,523) | $43.44 | $(370,254) |
| 08/11/17 | (2,893) | $43.44 | $(125,677) |
| 08/11/17 | (6,018) | $43.44 | $(261,432) |
| 08/11/17 | (2,646) | $43.63 | $(115,445) |
| 08/11/17 | (964) | $43.63 | $(42,059) |
| 08/11/17 | (382) | $43.63 | $(16,667) |
| 08/11/17 | (327) | $43.63 | $(14,267) |
| 08/11/17 | (681) | $43.63 | $(29,712) |
| 08/04/17 | 1,400 | $42.12 | $58,963 |
| 07/31/17 | 14,000 | $41.77 | $584,802 |
| 07/28/17 | 10,000 | $41.72 | $417,160 |
| 07/27/17 | 12,609 | $41.40 | $522,013 |
| 07/27/17 | 4,994 | $41.46 | $207,056 |
| 07/26/17 | 9,400 | $41.84 | $393,269 |
| 07/26/17 | 10,000 | $41.94 | $419,407 |
| 07/24/17 | 600 | $41.98 | $25,188 |
| 07/14/17 | 5,390 | $41.73 | $224,910 |
| 07/13/17 | 7,590 | $41.70 | $316,533 |
| 07/11/17 | 8,467 | $41.41 | $350,646 |
| 07/11/17 | 600 | $41.50 | $24,900 |
| 07/10/17 | 10,000 | $40.93 | $409,325 |
| 07/06/17 | 5,000 | $40.88 | $204,405 |
| 07/03/17 | (4,225) | $42.01 | $(177,481) |
| 07/03/17 | (4,402) | $42.01 | $(184,916) |
| 06/30/17 | (294) | $42.11 | $(12,381) |
| 06/30/17 | (306) | $42.11 | $(12,886) |
| 06/30/17 | 800 | $41.17 | $32,936 |
| 06/29/17 | 5,000 | $40.94 | $204,709 |
| 06/29/17 | 5,772 | $41.43 | $239,135 |
| 06/28/17 | 100 | $41.62 | $4,162 |
| 06/28/17 | 31,208 | $41.47 | $1,294,157 |
| 06/28/17 | (31,208) | $41.47 | $(1,294,157) |
| 06/27/17 | 32,300 | $41.65 | $1,345,224 |
| 06/26/17 | 7,600 | $41.30 | $313,842 |
| 06/26/17 | 20,100 | $41.39 | $831,965 |
| 06/26/17 | 20,000 | $41.38 | $827,568 |
| 06/23/17 | 9,700 | $41.43 | $401,823 |
| 06/23/17 | 10,300 | $41.38 | $426,183 |
| 06/21/17 | (4,435) | $42.02 | $(186,377) |
| 06/21/17 | (2,312) | $42.02 | $(97,160) |
| 06/21/17 | (439) | $42.02 | $(18,449) |
| 06/21/17 | (11,116) | $42.25 | $(469,651) |
| 06/21/17 | (17,826) | $42.25 | $(753,149) |
| 06/21/17 | (9,294) | $42.25 | $(392,672) |
| 06/21/17 | (1,764) | $42.25 | $(74,529) |
| 06/21/17 | (2,766) | $42.02 | $(116,239) |
| 06/20/17 | (20,843) | $42.20 | $(879,575) |
| 06/20/17 | (17,426) | $42.20 | $(735,377) |
| 06/20/17 | (799) | $42.25 | $(33,754) |
| 06/20/17 | (4,208) | $42.25 | $(177,770) |
| 06/20/17 | (8,072) | $42.25 | $(341,008) |
| 06/20/17 | (5,033) | $42.25 | $(212,623) |
| 06/20/17 | (33,424) | $42.20 | $(1,410,493) |
| 06/20/17 | (3,307) | $42.20 | $(139,555) |
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Page 16 of 16 – SEC Filing
| EJF CAPITAL LLC | ||||
| By: | /s/ Neal J. Wilson | |||
| Name: | Neal J. Wilson | |||
| Title: | Chief Operating Officer | |||
| EMANUEL J. FRIEDMAN | ||||
| By: | /s/ Emanuel J. Friedman | |||
| Name: | Emanuel J. Friedman | |||
| EJF DEBT OPPORTUNITIES MASTER FUND, L.P. | ||||
| By: | EJF DEBT OPPORTUNITIES GP, LLC | |||
| Its: | General Partner | |||
| By: | EJF CAPITAL LLC | |||
| Its: | Sole Member | |||
| By: | /s/ Neal J. Wilson | |||
| Name: | Neal J. Wilson | |||
| Title: | Chief Operating Officer | |||
| EJF DEBT OPPORTUNITIES GP, LLC | ||||
| By: | EJF CAPITAL LLC | |||
| Its: | Sole Member | |||
| By: | /s/ Neal J. Wilson | |||
| Name: | Neal J. Wilson | |||
| Title: | Chief Operating Officer | |||
| EJF FINANCIAL SERVICES FUND, LP | ||||
| By: | EJF FINANCIAL SERVICES GP, LLC | |||
| Its: | General Partner | |||
| By: | EJF CAPITAL LLC | |||
| Its: | Sole Member | |||
| By: | /s/ Neal J. Wilson | |||
| Name: | Neal J. Wilson | |||
| Title: | Chief Operating Officer | |||
| EJF FINANCIAL SERVICES GP, LLC | ||||
| By: | EJF CAPITAL LLC | |||
| Its: | Sole Member | |||
| By: | /s/ Neal J. Wilson | |||
| Name: | Neal J. Wilson | |||
| Title: | Chief Operating Officer | |||
| EJF DEBT OPPORTUNITIES MASTER FUND II, LP | ||||
| By: | EJF DEBT OPPORTUNITIES II GP, LLC | |||
| Its: | General Partner | |||
| By: | EJF CAPITAL LLC | |||
| Its: | Sole Member | |||
| By: | /s/ Neal J. Wilson | |||
| Name: | Neal J. Wilson | |||
| Title: | Chief Operating Officer | |||
| EJF DEBT OPPORTUNITIES II GP, LLC | ||||
| By: | EJF CAPITAL LLC | |||
| Its: | Sole Member | |||
| By: | /s/ Neal J. Wilson | |||
| Name: | Neal J. Wilson | |||
| Title: | Chief Operating Officer | |||
| EJF INCOME FUND, LP | ||||
| By: | EJF INCOME GP, LLC | |||
| Its: | General Partner | |||
| By: | EJF CAPITAL LLC | |||
| Its: | Sole Member | |||
| By: | /s/ Neal J. Wilson | |||
| Name: | Neal J. Wilson | |||
| Title: | Chief Operating Officer | |||
| EJF INCOME GP, LLC | ||||
| By: | EJF CAPITAL LLC | |||
| Its: | Sole Member | |||
| By: | /s/ Neal J. Wilson | |||
| Name: | Neal J. Wilson | |||
| Title: | Chief Operating Officer | |||
| BELTWAY STRATEGIC OPPORTUNITIES FUND L.P. | ||||
| By: | EJF BELTWAY STRATEGIC OPPORTUNITIES GP LLC | |||
| Its: | General Partner | |||
| By: | EJF CAPITAL LLC | |||
| Its: | Sole Member | |||
| By: | /s/ Neal J. Wilson | |||
| Name: | Neal J. Wilson | |||
| Title: | Chief Operating Officer | |||
| EJF BELTWAY STRATEGIC OPPORTUNITIES GP LLC | ||||
| By: | EJF CAPITAL LLC | |||
| Its: | Sole Member | |||
| By: | /s/ Neal J. Wilson | |||
| Name: | Neal J. Wilson | |||
| Title: | Chief Operating Officer | |||
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