Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

13D Filing: EJF Capital and Alexander & Baldwin Inc. (ALEX)

Page 1 of 16

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
EJF Capital 1,746,509 1,746,509 1,746,509 3.6%
Emanuel J. Friedman 1,746,509 1,746,509 1,746,509 3.6%
EJF Debt Opportunities Master Fund 1,261,003 1,261,003 1,261,003 2.6%
EJF Debt Opportunities GP 1,261,003 1,261,003 1,261,003 2.6%
EJF Financial Services Fund 247,737 247,737 247,737 0.5%
EJF Financial Services GP 247,737 247,737 247,737 0.5%
EJF Debt Opportunities Master Fund II 237,769 237,769 237,769 0.5%
EJF Debt Opportunities II GP 237,769 237,769 237,769 0.5%
EJF Income Fund 0 0 0 0%
EJF Income GP 0 0 0 0%
Beltway Strategic Opportunities Fund 0 0 0 0%
EJF Beltway Strategic Opportunities GP 0 0 0 0%
Emanuel J. Friedman
Emanuel J. Friedman
EJF Capital

Page 1 of 16 – SEC Filing

Washington, D.C. 20549
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
(Name of Issuer)
Common Stock, without par value
(Title of Class of Securities)
(CUSIP Number)
David Bell
EJF Capital LLC
2107 Wilson Boulevard
Suite 410
Arlington, VA  22201
(703) 997-5716
With a copy to:
Jonathan Adler
Philip Richter
Fried, Frank, Harris, Shriver & Jacobson LLP
One New York Plaza
New York, NY 10004
(212) 859-8000
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
August 11, 2017
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Follow Alexander & Baldwin Inc. (NYSE:ALEX)
Trade (NYSE:ALEX) Now!
Page 1 of 16