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13D Filing: Carlson Capital and Vitamin Shoppe Inc. (VSI)

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Double Black Diamond Offshore Ltd 0 753,917 0 753,917 753,917 EXCLUDES%
Black Diamond Relative Value Offshore Ltd 0 303,999 0 303,999 303,999 EXCLUDES%
Black Diamond Relative Value Cayman 0 57,267 0 57,267 57,267 EXCLUDES%
Black Diamond Offshore Ltd 0 66,852 0 66,852 66,852 EXCLUDES%
Black Diamond Arbitrage Offshore Ltd 0 0 0 0 0 EXCLUDES%
Carlson Capital 0 1,182,035 0 1,182,035 1,182,035 EXCLUDES%
Asgard Investment Corp. II 0 1,182,035 0 1,182,035 1,182,035 EXCLUDES%
Asgard Investment Corp 0 1,182,035 0 1,182,035 1,182,035 EXCLUDES%
Clint D. Carlson 0 1,182,035 0 1,182,035 1,182,035 EXCLUDES%
Clint Carlson
Clint Carlson
Carlson Capital

Page 1 of 16 – SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 6)*

 

 

Vitamin
Shoppe, Inc.

(Name of Issuer)

Common Stock, $0.01 par value per share

(Title of Class of Securities)

92849E101

(CUSIP Number)

Carlson Capital, L.P.

Attn: Joseph Brucchieri

2100 McKinney Avenue

Suite 1800

Dallas, TX
75201

(214) 932-9600

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

August 9, 2017

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13D-1(e), Rule
13d-1(f) or Rule 13d-1(g), check the following box.  ☐

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).

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Page 2 of 16 – SEC Filing


SCHEDULE 13D

CUSIP No. 92849E101
  1

NAMES OF
REPORTING PERSON

Double Black Diamond Offshore Ltd.

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

WC

  5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

753,917 Common Shares

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

753,917 Common Shares

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

753,917 Common Shares

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES

3.17%

14

TYPE OF REPORTING PERSON

CO

2

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Page 3 of 16 – SEC Filing


SCHEDULE 13D

CUSIP No. 92849E101
  1

NAMES OF
REPORTING PERSON

Black Diamond Relative Value Offshore Ltd.

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

WC

  5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

303,999 Common Shares

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

303,999 Common Shares

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

303,999 Common Shares

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES

1.28%

14

TYPE OF REPORTING PERSON

CO

3

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Page 4 of 16 – SEC Filing


SCHEDULE 13D

CUSIP No. 92849E101
  1

NAMES OF
REPORTING PERSON

Black Diamond Relative Value Cayman, L.P.

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

WC

  5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

57,267 Common Shares

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

57,267 Common Shares

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

57,267 Common Shares

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES

0.24%

14

TYPE OF REPORTING PERSON

PN

4

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Page 5 of 16 – SEC Filing


SCHEDULE 13D

CUSIP No. 92849E101
  1

NAMES OF
REPORTING PERSON

Black Diamond Offshore Ltd.

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

WC

  5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

66,852 Common Shares

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

66,852 Common Shares

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

66,852 Common Shares

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES

0.28%

14

TYPE OF REPORTING PERSON

CO

5

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Page 6 of 16 – SEC Filing


SCHEDULE 13D

CUSIP No. 92849E101
  1

NAMES OF
REPORTING PERSON

Black Diamond Arbitrage Offshore Ltd.

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

WC

  5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

0 Common Shares

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

0 Common Shares

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 Common Shares

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES

0.00%

14

TYPE OF REPORTING PERSON

CO

6

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Page 7 of 16 – SEC Filing


SCHEDULE 13D

CUSIP No. 92849E101
  1

NAMES OF
REPORTING PERSON

Carlson Capital, L.P.

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

AF

  5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

1,182,035 Common Shares

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

1,182,035 Common Shares

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,182,035 Common Shares

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES

4.97%

14

TYPE OF REPORTING PERSON

PN; IA

7

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Page 8 of 16 – SEC Filing


SCHEDULE 13D

CUSIP No. 92849E101
  1

NAMES OF
REPORTING PERSON

Asgard Investment Corp. II

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

AF

  5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

1,182,035 Common Shares

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

1,182,035 Common Shares

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,182,035 Common Shares

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES

4.97%

14

TYPE OF REPORTING PERSON

CO

8

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Page 9 of 16 – SEC Filing


SCHEDULE 13D

CUSIP No. 92849E101
  1

NAMES OF
REPORTING PERSON

Asgard Investment Corp.

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

AF

  5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

1,182,035 Common Shares

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

1,182,035 Common Shares

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,182,035 Common Shares

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES

4.97%

14

TYPE OF REPORTING PERSON

CO

9

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Page 10 of 16 – SEC Filing


SCHEDULE 13D

CUSIP No. 92849E101
  1

NAMES OF
REPORTING PERSON

Clint D. Carlson

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

AF

  5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

1,182,035 Common Shares

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

1,182,035 Common Shares

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,182,035 Common Shares

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES

4.97%

14

TYPE OF REPORTING PERSON

IN

10

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Page 11 of 16 – SEC Filing


This Amendment No. 6 to Schedule 13D (this Amendment
No.
 6) relates to the common stock, par value $0.01 per share (the Common Shares), of Vitamin Shoppe, Inc., a Delaware corporation (the Issuer), and amends the Schedule 13D filed on
April 22, 2015, as amended by Amendment No. 1 thereto filed on July 31, 2015, Amendment No. 2 thereto filed on October 13, 2015, Amendment No. 3 thereto filed on January 12, 2016, Amendment No. 4 thereto filed
on February 24, 2016 and Amendment No. 5 thereto filed on February 21, 2017 (the Original Schedule 13D and, together with this Amendment No. 6, the Schedule 13D). Capitalized terms used and
not defined in this Amendment No. 6 have the meanings set forth in the Original Schedule 13D.

This Amendment No. 6 is being
filed to amend Item 5 of the Schedule 13D as set forth below. As set forth below, none of the Reporting Persons are the beneficial owners of more than 5% of the Common Shares. The filing of this Amendment No. 6 represents the final
amendment to the Schedule 13D and constitutes an exit filing for the Reporting Persons.

Item 5. INTEREST IN SECURITIES OF THE ISSUER

Items 5(a)-(c) and (e) of the Schedule
13D are amended and restated as follows:

(a) and (b)

The Reporting Persons may be deemed to beneficially own in the aggregate 1,182,035 Common Shares. Based upon a total of 23,789,852 Common
Shares outstanding as of July 21, 2017, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended July 1, 2017, filed with the Securities and
Exchange Commission on August 9, 2017, the Reporting Persons shares represent approximately 4.97% of the outstanding Common Shares.

Carlson Capital, Asgard II, Asgard I and Mr. Carlson have the power to vote and direct the disposition of (i) the 753,917 Common
Shares reported herein as owned by DOF, (ii) the 303,999 Common Shares reported herein as owned by ROF, (iii) the 57,267 Common Shares reported herein as owned by RVC, and (iv) the 66,852 Common Shares reported herein as owned by OFF.
As of August 9, 2017, AOF no longer may be deemed to beneficially own any Common Shares.

(c) Information concerning transactions in
the Common Shares effected by the Reporting Persons in the past sixty (60) days is set forth in Appendix A hereto and is incorporated herein by reference.

(e) The Reporting Persons ceased to be the beneficial owners of more than 5% of the Common Shares as of August 10, 2017.

11

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Page 12 of 16 – SEC Filing


SIGNATURES

After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.

DATED: August 11, 2017

DOUBLE BLACK DIAMOND OFFSHORE LTD.
By: Carlson Capital, L.P., its investment manager
By: Asgard Investment Corp. II, its general partner
By:

/s/ Clint D. Carlson

Name: Clint D. Carlson
Title: President
BLACK DIAMOND RELATIVE VALUE OFFSHORE LTD.
By: Carlson Capital, L.P., its investment manager
By: Asgard Investment Corp. II, its general partner
By:

/s/ Clint D. Carlson

Name: Clint D. Carlson
Title: President
BLACK DIAMOND RELATIVE VALUE CAYMAN, L.P.
By: Carlson Capital, L.P., its investment manager
By: Asgard Investment Corp. II, its general partner
By:

/s/ Clint D. Carlson

Name: Clint D. Carlson
Title: President
BLACK DIAMOND OFFSHORE LTD.
By: Carlson Capital, L.P., its investment manager
By: Asgard Investment Corp. II, its general partner
By:

/s/ Clint D. Carlson

Name: Clint D. Carlson
Title: President

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Page 13 of 16 – SEC Filing


BLACK DIAMOND ARBITRAGE OFFSHORE LTD.
By: Carlson Capital, L.P., its investment manager
By: Asgard Investment Corp. II, its general partner
By:

/s/ Clint D. Carlson

Name: Clint D. Carlson
Title: President
CARLSON CAPITAL, L.P.
By: Asgard Investment Corp. II, its general partner
By:

/s/ Clint D. Carlson

Name: Clint D. Carlson
Title: President
ASGARD INVESTMENT CORP. II
By:

/s/ Clint D. Carlson

Name: Clint D. Carlson
Title: President
ASGARD INVESTMENT CORP.
By:

/s/ Clint D. Carlson

Name: Clint D. Carlson
Title: President

/s/ Clint D. Carlson

Clint D. Carlson

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Page 14 of 16 – SEC Filing


Appendix A

TRANSACTIONS IN THE ISSUERS COMMON SHARES BY THE REPORTING PERSONS IN THE PAST SIXTY (60) DAYS

The following tables set forth all transactions in the Common Shares effected by any of the Reporting Persons in the past sixty
(60) days. All such transactions were effected in the open market through brokers and the price per share is net of commissions.

Double Black Diamond Offshore Ltd.

Type

Qty. Price Trade Date
Buy 151,892 $ 10.5250 7/11/2017
Sell 144 $ 11.3102 7/17/2017
Sell 6,810 $ 11.2373 7/18/2017
Sell 386 $ 11.2373 7/18/2017
Sell 378 $ 11.2373 7/18/2017
Sell 39,597 $ 11.3376 7/19/2017
Sell 2,245 $ 11.3376 7/19/2017
Sell 2,202 $ 11.3376 7/19/2017
Sell 7,286 $ 11.5618 7/20/2017
Sell 413 $ 11.5618 7/20/2017
Sell 405 $ 11.5618 7/20/2017
Buy 97 $ 10.6250 7/21/2017
Buy 13,766 $ 10.4194 7/21/2017
Buy 2,576 $ 10.5047 7/21/2017
Buy 17,629 $ 10.5338 7/24/2017
Sell 15,612 $ 10.2196 8/2/2017
Sell 1,015 $ 10.2196 8/2/2017
Sell 5,006 $ 10.2841 8/3/2017
Sell 325 $ 10.2841 8/3/2017
Sell 12,166 $ 10.0074 8/4/2017
Sell 791 $ 10.0074 8/4/2017
Sell 174 $ 10.0000 8/7/2017
Sell 11 $ 10.0000 8/7/2017
Sell 53,405 $ 9.7679 8/8/2017
Sell 3,475 $ 9.7679 8/8/2017
Sell 36,408 $ 6.9427 8/9/2017
Sell 53,491 $ 7.0419 8/9/2017
Sell 31,636 $ 6.6913 8/9/2017
Sell 2,369 $ 6.9427 8/9/2017
Sell 3,480 $ 7.0420 8/9/2017
Sell 2,060 $ 6.6912 8/9/2017
Sell 105,012 $ 6.3380 8/9/2017
Sell 10,060 $ 6.6712 8/9/2017
Sell 12,252 $ 6.5644 8/9/2017
Sell 36,703 $ 6.5305 8/9/2017
Sell 655 $ 6.6712 8/9/2017
Sell 6,834 $ 6.3380 8/9/2017
Sell 798 $ 6.5644 8/9/2017
Sell 2,387 $ 6.5305 8/9/2017
Sell 282,986 $ 6.1349 8/9/2017
Sell 18,418 $ 6.1349 8/9/2017
Sell 126,683 $ 6.0248 8/10/2017
Sell 5,059 $ 6.3188 8/10/2017
Sell 287 $ 6.3188 8/10/2017
Sell 7,185 $ 6.0248 8/10/2017
Sell 281 $ 6.3188 8/10/2017
Sell 7,046 $ 6.0248 8/10/2017

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Page 15 of 16 – SEC Filing


Black Diamond Relative Value Offshore Ltd.

 

Type

Qty. Price Trade Date
Sell 80 $ 11.3102 7/17/2017
Sell 3,697 $ 11.2373 7/18/2017
Sell 319 $ 11.2373 7/18/2017
Sell 227 $ 11.2373 7/18/2017
Sell 21,499 $ 11.3376 7/19/2017
Sell 1,858 $ 11.3376 7/19/2017
Sell 1,322 $ 11.3376 7/19/2017
Sell 3,956 $ 11.5618 7/20/2017
Sell 341 $ 11.5618 7/20/2017
Sell 243 $ 11.5618 7/20/2017
Sell 68,778 $ 6.0248 8/10/2017
Sell 2,747 $ 6.3188 8/10/2017
Sell 239 $ 6.3188 8/10/2017
Sell 5,943 $ 6.0248 8/10/2017
Sell 4,232 $ 6.0248 8/10/2017
Sell 168 $ 6.3188 8/10/2017

Black Diamond Relative Value Cayman, L.P.

 

Type

Qty. Price Trade Date
Sell 15 $ 11.3102 7/17/2017
Sell 694 $ 11.2373 7/18/2017
Sell 104 $ 11.2373 7/18/2017
Sell 4,039 $ 11.3376 7/19/2017
Sell 610 $ 11.3376 7/19/2017
Sell 742 $ 11.5618 7/20/2017
Sell 112 $ 11.5618 7/20/2017
Sell 516 $ 6.3188 8/10/2017
Sell 12,920 $ 6.0248 8/10/2017
Sell 78 $ 6.3188 8/10/2017
Sell 1,954 $ 6.0248 8/10/2017

Black Diamond Offshore Ltd.

 

Type

Qty. Price Trade Date
Buy 36,808 $ 10.5250 7/11/2017
Sell 5 $ 11.3102 7/17/2017
Sell 285 $ 11.2373 7/18/2017
Sell 3 $ 11.2373 7/18/2017
Sell 14 $ 11.2373 7/18/2017
Sell 1,663 $ 11.3376 7/19/2017
Sell 21 $ 11.3376 7/19/2017
Sell 83 $ 11.3376 7/19/2017
Sell 305 $ 11.5618 7/20/2017
Sell 4 $ 11.5618 7/20/2017
Sell 15 $ 11.5618 7/20/2017
Buy 3,334 $ 10.4194 7/21/2017
Buy 24 $ 10.6250 7/21/2017
Buy 624 $ 10.5047 7/21/2017

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Page 16 of 16 – SEC Filing


Buy 4,271 $ 10.5338 7/24/2017
Sell 571 $ 10.2196 8/2/2017
Sell 37 $ 10.2196 8/2/2017
Sell 182 $ 10.2841 8/3/2017
Sell 12 $ 10.2841 8/3/2017
Sell 445 $ 10.0074 8/4/2017
Sell 29 $ 10.0074 8/4/2017
Sell 6 $ 10.0000 8/7/2017
Sell 1,955 $ 9.7679 8/8/2017
Sell 130 $ 9.7679 8/8/2017
Sell 1,157 $ 6.6913 8/9/2017
Sell 1,959 $ 7.0419 8/9/2017
Sell 1,334 $ 6.9427 8/9/2017
Sell 78 $ 6.6912 8/9/2017
Sell 129 $ 7.0420 8/9/2017
Sell 88 $ 6.9427 8/9/2017
Sell 448 $ 6.5644 8/9/2017
Sell 1,345 $ 6.5305 8/9/2017
Sell 368 $ 6.6712 8/9/2017
Sell 3,845 $ 6.3380 8/9/2017
Sell 91 $ 6.5305 8/9/2017
Sell 29 $ 6.5644 8/9/2017
Sell 25 $ 6.6712 8/9/2017
Sell 254 $ 6.3380 8/9/2017
Sell 10,363 $ 6.1349 8/9/2017
Sell 690 $ 6.1349 8/9/2017
Sell 212 $ 6.3188 8/10/2017
Sell 5,322 $ 6.0248 8/10/2017
Sell 71 $ 6.0248 8/10/2017
Sell 2 $ 6.3188 8/10/2017
Sell 266 $ 6.0248 8/10/2017
Sell 11 $ 6.3188 8/10/2017

Black Diamond Arbitrage Offshore Ltd.

 

Type

Qty. Price Trade Date
Sell 858 $ 10.2196 8/2/2017
Sell 275 $ 10.2841 8/3/2017
Sell 669 $ 10.0074 8/4/2017
Sell 9 $ 10.0000 8/7/2017
Sell 2,935 $ 9.7679 8/8/2017
Sell 2,001 $ 6.9427 8/9/2017
Sell 2,941 $ 7.0419 8/9/2017
Sell 1,738 $ 6.6913 8/9/2017
Sell 5,772 $ 6.3380 8/9/2017
Sell 2,017 $ 6.5305 8/9/2017
Sell 553 $ 6.6712 8/9/2017
Sell 673 $ 6.5644 8/9/2017
Sell 15,553 $ 6.1349 8/9/2017
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