13D Filing: Cruiser Capital Advisors, LLC and Schulman A Inc (SHLM)

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1
NAME OF REPORTING PERSON
Mark Kingdon
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)    S
(b)    £
3
SEC USE ONLY
4
SOURCE OF FUNDS
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
£
6
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
801,602
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
801,602
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
801,602
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
S*
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.72%
14
TYPE OF REPORTING PERSON
IN, HC
*
As a result of the agreements described herein, the Reporting Persons (as defined herein) may be deemed to be members of a “group” within the meaning of Section 13(d)(3) of the Exchange Act (as defined herein) and may be deemed to beneficially own the Common Stock (as defined herein) owned by the other Reporting Persons.  The share amounts reported above do not reflect any Common Stock the Reporting Persons may be deemed to be beneficially owned as a result of membership in a “group” and each of the Reporting Persons expressly disclaims such membership.

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