13D Filing: Cruiser Capital Advisors, LLC and Schulman A Inc (SHLM)

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Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Cruiser Capital Advisors 0 2,095,523 0 2,095,523 2,095,523 7.11%
Keith M. Rosenbloom 8 2,095,523 10 2,095,523 2,095,523 7.11%
Kingdon Capital Management 0 801,602 0 801,602 801,602 2.72%
Mark Kingdon 0 801,602 0 801,602 801,602 2.72%

Page 1 of 14 – SEC Filing

CUSIP No. 808194104
Page 1 of 14 Pages
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)
A. SCHULMAN, INC.
(Name of Issuer)
Common Stock, $1.00 par value
(Title of Class of Securities)
808194104
(CUSIP Number)
Keith M. Rosenbloom
Cruiser Capital Advisors, LLC
501 Madison Avenue, Floor 12A
New York, New York 10022
(212) 829-5833
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
– with copies to-
Phillip M. Goldberg
Foley & Lardner LLP
321 North Clark Street
Suite 2800
Chicago, IL  60654-5313
(312) 832-4549
Peter D. Fetzer
Foley & Larder LLP
777 East Wisconsin Avenue
Suite 3800
Milwaukee, WI  53202-5306
(414) 297-5596
September 7, 2017
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §240.13d-1(e), §240.13d-1(f) or §240.13d-1(g), check the following box £.
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