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13D Filing: Cruiser Capital Advisors, LLC and Schulman A Inc (SHLM)

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Cruiser Capital Advisors 0 2,095,523 0 2,095,523 2,095,523 7.11%
Keith M. Rosenbloom 8 2,095,523 10 2,095,523 2,095,523 7.11%
Kingdon Capital Management 0 801,602 0 801,602 801,602 2.72%
Mark Kingdon 0 801,602 0 801,602 801,602 2.72%

Page 1 of 14 – SEC Filing

CUSIP No. 808194104
Page 1 of 14 Pages
Washington, D.C. 20549
Under the Securities Exchange Act of 1934
(Amendment No. 2)
(Name of Issuer)
Common Stock, $1.00 par value
(Title of Class of Securities)
(CUSIP Number)
Keith M. Rosenbloom
Cruiser Capital Advisors, LLC
501 Madison Avenue, Floor 12A
New York, New York 10022
(212) 829-5833
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
– with copies to-
Phillip M. Goldberg
Foley & Lardner LLP
321 North Clark Street
Suite 2800
Chicago, IL  60654-5313
(312) 832-4549
Peter D. Fetzer
Foley & Larder LLP
777 East Wisconsin Avenue
Suite 3800
Milwaukee, WI  53202-5306
(414) 297-5596
September 7, 2017
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §240.13d-1(e), §240.13d-1(f) or §240.13d-1(g), check the following box £.
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