13D Filing: Avon Road Partners, L.P. and Novume Solutions Inc (NVMM)

Page 2 of 8 – SEC Filing

 
 
CUSIP No.
67012D106
 
 


1
 
NAMES
OF REPORTING PERSONS
 
Avon
Road Partners, L.P.
 

2
 
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS)
 
(a) ☐
(b) ☐
 

3
 
SEC USE
ONLY
 
 

4
 
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
 
SC(1),
WC(1)
 

5
 
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e)
 
 

6
 
CITIZENSHIP
OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF
SHARES
  BENEFICIALLY  
OWNED BY
EACH
REPORTING
PERSON
WITH
 
  

7  
  
SOLE
VOTING POWER
 
0
 
  

8  
  
SHARED
VOTING POWER
 
4,440,104(2)
 
  

9  
  
SOLE
DISPOSITIVE POWER
 
0
 
  

10  
  
SHARED
DISPOSITIVE POWER
 
4,440,104(2)
 
11
 
 
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,440,104(2)
 
12
 
 
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
 
 
13
 
 
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
31.6%(2)
 
14
 
 
TYPE OF
REPORTING PERSON (SEE INSTRUCTIONS)
 
PN
 

(1)
See
Item 3 below.
 
(2)
See
Item 5 below.
 
 
 

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