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13D Filing: Franklin Resources Inc and Halcon Resources Corporation (HK)

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Franklin Resources, Inc 31,593,522 0 31,593,522 0 31,843,006 21.2%
Charles B. Johnson 31,843,006 21.2%
Rupert H. Johnson, Jr 31,843,006 21.2%
Franklin Advisers, Inc 31,593,522 21.0%

Page 1 of 15 – SEC Filing

      CUSIP NO. 40537Q506                                                                            Page 1 of 15

                                                UNITED STATES

                                      SECURITIES AND EXCHANGE COMMISSION

                                            Washington, D.C. 20549

                                                 SCHEDULE 13D

                                  Under the Securities Exchange Act of 1934

                                              (Amendment No. 3)*

                                         HALCON RESOURCES CORPORATION

                                               (Name of Issuer)

                                  Common Stock, par value $0.0001 per share

                                        (Title of Class of Securities)


                                                (CUSIP Number)

                                                  Maria Gray

                                         Vice President and Secretary

                                           Franklin Resources, Inc.

                                             One Franklin Parkway

                                           San Mateo, CA 94403‑1906


                         (Name, Address and Telephone Number of Person Authorized to

                                     Receive Notices and Communications)

                                                 August 23, 2017

                           (Date of Event Which Requires Filing of this Statement)

      If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the

      subject of this Schedule 13D, and is filing this schedule because of §§240.13d‑1(e), 240.13d‑1(f) or

      240.13d‑1(g), check the following box.[  ]

      Note: Schedules filed in paper format shall include a signed original and five copies of the schedule,

      including all exhibits. See §240.13d‑7 for other parties to whom copies are to be sent.

      *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form

      with respect to the subject class of securities, and for any subsequent amendment containing information

      which would alter the disclosures provided in a prior cover page.

      The information required on the remainder of this cover page shall not be deemed to be “filed” for the

      purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities

of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes hereto).

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