William Crowley, William Harker, and Stephen Blass‘ Ashe Capital has just filed a Form 13D with the SEC, updating the regulatory body on the latest pertinent information related to its position in Allison Transmission Holdings Inc (NYSE:ALSN). The activist filing reveals a change in the size of the investment firm’s ownership position in the stock, as it has climbed to over 10.03 million shares, from 9.36 million shares owned as of October 27. The filing also reveals that Ashe Capital intends to nominate Mr. Crowley for election to the company’s board at Allison’s 2016 shareholders meeting, as well as submit three other proposals. You can see the latest ownership information in the table below, while the filing is embedded below and on the following pages.
You can access the original SEC filing by clicking here.
Ownership Summary Table
|Name||Sole Voting Power||Shared Voting Power||Sole Dispositive Power||Shared Dispositive Power||Aggregate Amount Owned Power||Percent of Class|
|Ashe Capital Management,||10,031,115||0||10,031,115||0||10,031,115||(see Item 5) 5.9%|
|William C. Crowley||4,020||0||4,020||0||4,020||(see Item 5) 0.0%|
Page 1 of 6 SEC Filing
|SECURITIES AND EXCHANGE COMMISSION|
|Washington, D.C. 20549|
|INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT |
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
|Under the Securities Exchange Act of 1934|
|(Amendment No. 1)|
|(Name of Issuer)|
|(Title of Class of Securities)|
Marc Weingarten, Esq.
Eleazer Klein, Esq.
|Schulte Roth & Zabel LLP|
|919 Third Avenue|
|New York, New York 10022|
|(Name, Address and Telephone Number of Person|
|Authorized to Receive Notices and Communications)|
|(Date of Event which Requires|
|Filing of this Schedule)|
If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f)
or 13d-1(g), check the following box. [ ]
NOTE: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 6 Pages)
The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).