Filing Details
- Accession Number:
- 0001035267-17-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 13:15:40
- Reporting Period:
- 2017-02-17
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 13:15:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1035267 | Intuitive Surgical Inc | ISRG | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 770416458 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415943 | J Mark Meltzer | 1020 Kifer Road Sunnyvale CA 94086 | Svp General Counsel & Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-17 | 569 | $0.00 | 2,274 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-17 | 217 | $0.00 | 2,057 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-02-21 | 500 | $0.00 | 2,557 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-21 | 1,500 | $334.30 | 4,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-21 | 1,500 | $724.64 | 2,557 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-21 | 750 | $334.30 | 3,307 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-21 | 750 | $724.47 | 2,557 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-21 | 750 | $334.30 | 3,307 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-21 | 750 | $724.57 | 2,557 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-21 | 750 | $334.30 | 3,307 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-21 | 750 | $724.63 | 2,557 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-21 | 5,000 | $383.73 | 7,557 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-21 | 5,000 | $725.00 | 2,557 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-21 | 261 | $0.00 | 2,296 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-21 | 1,500 | $0.00 | 1,500 | $334.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-21 | 750 | $0.00 | 750 | $334.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-21 | 750 | $0.00 | 750 | $334.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-21 | 750 | $0.00 | 750 | $334.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-21 | 5,000 | $0.00 | 5,000 | $383.73 |
| Common Stock | Restricted Stock Units | Disposition | 2017-02-21 | 500 | $0.00 | 500 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2017-02-17 | 569 | $0.00 | 569 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,250 | 2020-02-16 | No | 4 | M | Direct | |
| 9,500 | 2020-02-16 | No | 4 | M | Direct | |
| 8,750 | 2020-02-16 | No | 4 | M | Direct | |
| 8,000 | 2020-02-16 | No | 4 | M | Direct | |
| 1,000 | 2023-08-15 | No | 4 | M | Direct | |
| 500 | 2018-02-18 | No | 4 | M | Direct | |
| 1,137 | 2019-02-17 | No | 4 | M | Direct |
Footnotes
- On 2/17/15, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/17/17, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account
- These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 3, 2016.
- On 2/18/14, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/21/17, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account
- Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.
- Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.
- Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time.
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