Filing Details

Accession Number:
0001209191-10-024400
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-29 13:00:00
Reporting Period:
2010-04-27
Filing Date:
2010-04-29
Accepted Time:
2010-04-29 19:47:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1267602 Alimera Sciences Inc ALIM Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018394 G Alan Spoon C/O Polaris Venture Partners
1000 Winter Street
Waltham MA 02451
No No Yes Yes
1117003 Terrance Mcguire C/O Polaris Venture Partners
1000 Winter Street
Waltham MA 02451
No No Yes Yes
1157864 Polaris Venture Partners Iv Lp C/O Polaris Venture Partners
1000 Winter Street
Waltham MA 02451
No No Yes Yes
1170720 Polaris Venture Partners Entrepreneurs Fund Iv Lp C/O Polaris Venture Partners
1000 Winter Street
Waltham MA 02451
No No Yes Yes
1295438 Polaris Venture Management Co Iv Llc C/O Polaris Venture Partners
1000 Winter Street
Waltham MA 02451
No No Yes Yes
1295676 A Jonathan Flint C/O Polaris Venture Partners
1000 Winter Street
Waltham MA 02451
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-27 28,601 $0.00 28,601 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-04-27 20,650 $0.00 49,251 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-04-27 21,230 $0.00 70,481 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-04-27 10,317 $0.00 80,798 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-04-27 1,620,753 $0.00 1,620,753 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-04-27 1,101,216 $0.00 2,721,969 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-04-27 1,132,488 $0.00 3,854,457 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-04-27 564,198 $0.00 4,418,655 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-04-27 6,788 $11.00 87,586 No 4 P Indirect See footnote
Common Stock Acquisiton 2010-04-27 371,240 $11.00 4,789,895 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2010-04-27 28,601 $0.00 28,601 $0.00
Common Stock Series B Preferred Stock Disposition 2010-04-27 20,650 $0.00 20,650 $0.00
Common Stock Series C Preferred Stock Disposition 2010-04-27 21,230 $0.00 21,230 $0.00
Common Stock Series C-1 Preferred Stock Disposition 2010-04-27 10,317 $0.00 10,317 $0.00
Common Stock Series A Preferred Stock Disposition 2010-04-27 1,620,753 $0.00 1,620,753 $0.00
Common Stock Series B Preferred Stock Disposition 2010-04-27 1,101,216 $0.00 1,101,216 $0.00
Common Stock Series C Preferred Stock Disposition 2010-04-27 1,132,488 $0.00 1,132,488 $0.00
Common Stock Series C-1 Preferred Stock Disposition 2010-04-27 564,198 $0.00 564,198 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each outstanding share of preferred stock automatically converted into 1 share of common stock, immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
  2. The reportable securities are owned directly by Polaris Venture Partners Entrepreneurs' Fund IV, L.P. ("PVPE IV"). Polaris Venture Management Co. IV, L.L.C. ("PVM IV") is the general partner of PVPE IV. PVM IV disclaims beneficial ownership of these securities and this report shall not be deemed an admission that PVM IV is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
  3. Each of Jonathan A. Flint ("Flint"), Terrance G. McGuire ("McGuire") and Alan G. Spoon ("Spoon") are the managing members of PVM IV. Bryce Youngren ("Youngren") holds voting power in the reportable securities owned by PVM IV. Each of Flint, McGuire, Spoon and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
  4. The reportable securities are owned directly by Polaris Venture Partners IV, L.P. ("PVP IV"). PVM IV is the general partner of PVP IV. PVM IV disclaims beneficial ownership of these securities and this report shall not be deemed an admission that PVM IV is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
  5. Each of Flint, McGuire Spoon are the managing members of PVM IV. Youngren holds voting power in the reportable securities owned by PVM IV. Each of Flint, McGuire, Spoon and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
  6. 27,090 shares of Series A Preferred Stock automatically converted into 28,601 shares of common stock, immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
  7. Reflects a 3.4-for-1 reverse stock split, effective as of immediately prior to the effectiveness of the Registration Statement on Form S-1 (File No. 333-162782).
  8. Immediately.
  9. Not applicable.
  10. 1,535,091 shares of Series A Preferred Stock automatically converted into 1,620,753 shares common stock, immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.