Filing Details

Accession Number:
0001181431-11-057540
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-23 12:46:11
Reporting Period:
2011-11-22
Filing Date:
2011-11-23
Accepted Time:
2011-11-23 12:46:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357204 Dunkin' Brands Group Inc. DNKN Retail-Eating & Drinking Places (5810) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1522664 John Dawson C/O Dunkin' Brands Group, Inc.
130 Royall Street
Boston MA 02021
Chief Development Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-11-22 45,135 $24.72 104,174 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase Common Stock Acquisiton 2011-11-22 2,808 $0.00 2,808 $3.02
Common Stock Option to purchase Common Stock Acquisiton 2011-11-22 7,021 $0.00 7,021 $7.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,734 2020-02-23 No 4 A Direct
29,755 2021-03-09 No 4 A Direct
Footnotes
  1. On 02/23/2010, the reporting person was granted an option to purchase 12,259 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
  2. As a result of the sale of shares by the Sponsors, the performance criteria was met with respect to 2,808 shares of common stock subject to this option award, resulting in vesting of the option as to 562 shares and an additional 2,246 shares that are eligible to vest in four equal annual installments beginning on 02/23/2012. In total, following this event, the performance criteria has been met with respect to an aggregate of 3,248 shares of common stock subject to this option award, with 649 of such shares vested and the remaining 2,599 of such shares eligible to vest in four equal annual installments beginning on 02/23/2012.
  3. On 03/09/2011, the reporting person was granted an option to purchase 30,647 shares of Common Stock. The option vests based upon time (five equal annual installments that begin on 03/09/2012) and performance (investment returns to investment funds affiliated with the Sponsors) criteria. As a result of the sale of shares by the Sponsors, the performance criteria was met with respect to 7,021 shares of common stock subject to this option award. In total, following this event, the performance criteria has been met with respect to an aggregate of 8,121 shares of common stock subject to this option award, which are eligible to vest in five equal annual installments beginning on 03/09/2012.