Filing Details

Accession Number:
0001179110-11-013726
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-30 15:46:13
Reporting Period:
2011-09-30
Filing Date:
2011-09-30
Accepted Time:
2011-09-30 15:46:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1292426 Gfi Group Inc. GFIG Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 800006224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314427 Christopher J Giancarlo C/O Gfi Group Inc.
55 Water Street
New York NY 10041
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-09-30 3,978 $4.14 11,895 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to purchase Common Stock $2.97 2014-06-30 112,000 112,000 Direct
Common Stock Restricted Stock Units $0.00 18,951 19,526 Direct
Common Stock Restricted Stock Units $0.00 8,476 17,209 Direct
Common Stock Restricted Stock Units $0.00 42,283 42,283 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-06-30 112,000 112,000 Direct
18,951 19,526 Direct
8,476 17,209 Direct
42,283 42,283 Direct
Footnotes
  1. Options are immediately exercisable.
  2. The Restricted Stock Units settle 1 for 1 upon vesting.
  3. Includes 1140 shares of Common Stock owned by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares.
  4. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2009.
  5. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2010.
  6. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
  7. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.