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Filing Details

Accession Number:: 0001104659-25-052096
Form Type:: 3/A
Zero Holdings:: No
Publication Time:: 2025-05-22 19:01:40
Reporting Period:: 2025-05-08

Filing Date:: 2025-05-22
Accepted Time:: 2025-05-22 19:01:40
Original Submission Date:: 2025-05-19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
315131	Phx Minerals Inc.	NYSE: PHX	Crude Petroleum & Natural Gas (1311)	731055775

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1516921	C Daniel Herz	2000 Market St, Suite 910 Philadelphia PA 19103	No	No	Yes	No
1921603	Whitehawk Income Corp	2000 Market St, Suite 910 Philadelphia PA 19103	No	No	Yes	No
2069490	Whitehawk Merger Sub, Inc.	2000 Market St, Suite 910 Philadelphia PA 19103	No	No	Yes	No
2069535	Whitehawk Acquisition, Inc.	2000 Market St, Suite 910 Philadelphia PA 19103	No	No	Yes	No

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	0	Direct
Common Stock	946,606	Indirect	See footnote

Footnotes

Consists of 3,817,642 shares of common stock of the Issuer that are the subject of certain Tender and Support Agreements dated May 8, 2025 (the "Tender and Support Agreements") by WhiteHawk Acquisition, Inc. ("Parent") and WhiteHawk Merger Sub, Inc. ("Merger Sub"), and each of Chad Stephens, Ralph D'Amico, Chad True, Steven Packebush, Mark Behrman, Glen Brown, John Pinkerton, and Lee Canaan (each a "Supporting Stockholder"), and held of record by the Supporting Stockholders (such shares, the "Subject Shares").
(continued from Footnote 1) The Tender and Support Agreements were entered into in connection with the Agreement and Plan of Merger, dated May 8, 2025, by and among Parent, Merger Sub, and the Issuer. WhiteHawk Income Corporation, Parent, Merger Sub, and Mr. Herz, as the Chief Executive Officer of WhiteHawk Income Corporation (together, the "Reporting Persons") exercise voting power in limited situations over the Subject Shares through the grant of an irrevocable proxy by each of the Supporting Stockholders in the Tender and Support Agreements and, as such, may be deemed to have beneficial ownership of such shares. The Reporting Persons disclaim beneficial ownership over the Subject Shares, except to the extent of their pecuniary interest therein, if any.
Consists of 946,606 shares of common stock of the Issuer that are held directly by WhiteHawk - Equity Holdings, LP ("WhiteHawk LP," and such shares, the "Held Shares"). WhiteHawk - Equity Holdings GP, LLC ("WhiteHawk GP") is the general partner of WhiteHawk LP and retains the sole and exclusive right to manage and control any and all matters in connection with the voting and disposition of any securities held by WhiteHawk LP. Whitehawk Energy, LLC ("WhiteHawk Energy") is the sole member of WhiteHawk GP, and Mr. Herz is the President, Chief Executive Officer, and Managing Member of WhiteHawk Energy. Thus, Mr. Herz may be deemed to have indirect beneficial ownership of the Held Shares. The Reporting Persons disclaim beneficial ownership over the Held Shares, except to the extent of their pecuniary interest therein, if any.