Filing Details
- Accession Number:
- 0000785557-25-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-05-05 18:14:36
- Reporting Period:
- 2025-05-01
- Filing Date:
- 2025-05-05
- Accepted Time:
- 2025-05-05 18:14:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
785557 | Dlh Holdings Corp. | DLHC | Services-Help Supply Services (7363) | 221899798 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2052205 | Mink Brook Asset Management Llc | 201 Summa Street West Palm Beach FL 33405 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share ("Common Stock") | Acquisiton | 2025-05-01 | 6,408 | $3.93 | 1,348,862 | No | 4 | P | Indirect | By Mink Brook Partners LP |
Common Stock, Par Value $0.001 Per Share ("Common Stock") | Acquisiton | 2025-05-02 | 9,660 | $3.91 | 1,358,522 | No | 4 | P | Indirect | By Mink Brook Partners LP |
Common Stock, Par Value $0.001 Per Share ("Common Stock") | Acquisiton | 2025-05-05 | 10,065 | $3.95 | 1,368,587 | No | 4 | P | Indirect | By Mink Brook Partners LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Mink Brook Partners LP |
No | 4 | P | Indirect | By Mink Brook Partners LP |
No | 4 | P | Indirect | By Mink Brook Partners LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share ("Common Stock") | 694,322 | Indirect | By Mink Brook Opportunity Fund LP |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.88 - $4.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
- Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
- Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.875 - $3.96 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.86 - $4.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
- Represents securities owned directly by Mink Brook Opportunity Fund LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.