Filing Details

Accession Number:
0001213900-22-029252
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-24 14:43:46
Reporting Period:
2022-05-23
Accepted Time:
2022-05-24 14:43:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1867949 Chicago Atlantic Real Estate Finance Inc. REFI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1867660 John Mazarakis Chicago Atlantic Real Estate Finance Inc
420 North Wabash Avenue, Suite 500
Chicago IL 60611
Exec. Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-23 7,000 $15.50 163,250 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Indirect By spouse
Common Stock 19,616 Indirect Held through ownership of interests in Chicago Atlantic Fund, LLC
Common Stock 23,912 Indirect Held through ownership of interests in Chicago Atlantic Fund QP, LLC
Footnotes
  1. The price reported is a weighted average price. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each specific price.
  2. 156,250 of the shares held directly by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022.
  3. Included in the 19,616 shares are 12,872 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 1,775 shares held directly, and 4,970 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
  4. Included in the 23,912 shares are 17,290 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 4,677 shares held directly, and 1,945 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
  5. All of the shares held indirectly by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022.