Filing Details
- Accession Number:
- 0001562180-21-007132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-17 18:04:33
- Reporting Period:
- 2021-11-15
- Accepted Time:
- 2021-11-17 18:04:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1467623 | Dropbox Inc. | DBX | Services-Prepackaged Software (7372) | 260138832 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1734437 | Bart Volkmer | 1800 Owens Street Suite 200 San Francisco CA 94158 | Chief Legal Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-11-15 | 15,722 | $26.99 | 241,551 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2021-11-16 | 82,099 | $0.00 | 323,650 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-11-16 | 12,305 | $26.07 | 311,345 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2021-11-16 | 82,099 | $0.00 | 82,099 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 97,717 | No | 4 | C | Direct |
Footnotes
- Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported.
- Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.
- 82,099 shares of Class B Common Stock were converted into 82,099 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
- These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
Billionaire Hedge Funds
